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KINDER MORGAN, INC. — Director's Dealing 2012
Sep 17, 2012
29959_dirs_2012-09-17_eb6e7725-5fed-4341-920a-9dc9a4b7eb3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KINDER MORGAN, INC. (KMI)
CIK: 0001506307
Period of Report: 2012-09-14
Reporting Person: STREET JAMES E (VP, HR and Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-14 | Class P common stock | M | 2404 | — | Acquired | 789246 | Direct |
| 2012-09-14 | Class P common stock | M | 48677 | — | Acquired | 48677 | Indirect |
| 2012-09-14 | Class P common stock | J | 12048 | — | Disposed | 36629 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-14 | Class C common stock | $ | M | 28 | Disposed | Class P Common Stock (2404) | Direct | |
| 2012-09-14 | Class B common stock | $ | M | 21083 | Disposed | Class P Common Stock (48677) | Indirect |
Footnotes
F1: The shares of the series of Class B and common stock and Class C common stock held by the Reporting Person automatically converted into shares of Class P common stock upon the voluntary conversion by holders other than the Reporting Person of shares of Class A common stock of the corresponding series into shares of Class P common stock (and subsequent transfer of such shares of Class P common stock).
F2: On August 17, 2012, a limited partnership controlled by the Reporting Person distributed, in a pro rata distribution, 234,154 shares to the Reporting Person, changing the form of beneficial ownership of such shares from indirect to direct.
F3: Pro rata distribution from a limited partnership controlled by the Reporting Person to his daughters' trusts, in which the Reporting Person has no pecuniary interest.
F4: The shares of the issuer's Class A common stock, Class B common stock and Class C common stock are convertible into a fixed aggregate number of shares of the issuer's Class P common stock. The shares of Class A common stock initially were convertible into shares of Class P common stock on a one-for-one basis, and the shares of Class B common stock and Class C common stock initially were not convertible into any shares of Class P common stock. Upon certain circumstances, the shares of Class B common stock and Class C common stock may convert into shares of Class P common stock, and the shares of Class A common stock would become convertible in to a correspondingly lesser number of shares of Class P common stock. Any shares of Class A common stock, Class B common stock and Class C common stock outstanding on May 31, 2015 will automatically convert into shares of Class P common stock.
F5: Not applicable.