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KINDER MORGAN, INC. — Director's Dealing 2012
Oct 18, 2012
29959_dirs_2012-10-18_670c49f9-3401-4c14-b016-1506df9f1f3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KINDER MORGAN, INC. (KMI)
CIK: 0001506307
Period of Report: 2012-10-16
Reporting Person: Dang Kimberly A (VP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-16 | Class P common stock | M | 3767 | — | Acquired | 72926 | Direct |
| 2012-10-16 | Class P common stock | M | 513142 | — | Acquired | 1044391 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-16 | Class C common stock | $ | M | 18224 | Disposed | Class P Common Stock (3767) | Direct | |
| 2012-10-16 | Class B common stock | $ | M | 1067807 | Disposed | Class P Common Stock (513142) | Indirect |
Footnotes
F1: The shares of the series of Class B and common stock and Class C common stock held by the Reporting Person automatically converted into shares of Class P common stock upon the voluntary conversion by holders other than the Reporting Person of shares of Class A common stock of the corresponding series into shares of Class P common stock (and subsequent transfer of such shares of Class P common stock).
F2: The Reporting Person disclaims 10% of any beneficial ownership of the shares owned by such limited partnership.
F3: The shares of the issuer's Class A common stock, Class B common stock and Class C common stock are convertible into a fixed aggregate number of shares of the issuer's Class P common stock. The shares of Class A common stock initially were convertible into shares of Class P common stock on a one-for-one basis, and the shares of Class B common stock and Class C common stock initially were not convertible into any shares of Class P common stock. Upon certain circumstances, the shares of Class B common stock and Class C common stock may convert into shares of Class P common stock, and the shares of Class A common stock would become convertible in to a correspondingly lesser number of shares of Class P common stock. Any shares of Class A common stock, Class B common stock and Class C common stock outstanding on May 31, 2015 will automatically convert into shares of Class P common stock.
F4: Not applicable.