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KINDER MORGAN, INC. — Director's Dealing 2012
Oct 18, 2012
29959_dirs_2012-10-18_e39a98dd-5e68-48f7-94d1-f11a1004a21f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KINDER MORGAN, INC. (KMI)
CIK: 0001506307
Period of Report: 2012-10-16
Reporting Person: SHAPER C PARK (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-16 | Class P common stock | M | 1842204 | — | Acquired | 4930369 | Direct |
| 2012-10-16 | Class P common stock | M | 483910 | — | Acquired | 984896 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-16 | Class C common stock | $ | M | 330415 | Disposed | Class P Common Stock (68293) | Direct | |
| 2012-10-16 | Class B common stock | $ | M | 4698349 | Disposed | Class P Common Stock (2257821) | Indirect |
Footnotes
F1: The shares of the series of Class B and common stock and Class C common stock held by the Reporting Person automatically converted into shares of Class P common stock upon the voluntary conversion by holders other than the Reporting Person of shares of Class A common stock of the corresponding series into shares of Class P common stock (and subsequent transfer of such shares of Class P common stock).
F2: The Reporting Person disclaims 98% of any beneficial ownership of the shares owned by such limited partnership.
F3: The shares of the issuer's Class A common stock, Class B common stock and Class C common stock are convertible into a fixed aggregate number of shares of the issuer's Class P common stock. The shares of Class A common stock initially were convertible into shares of Class P common stock on a one-for-one basis, and the shares of Class B common stock and Class C common stock initially were not convertible into any shares of Class P common stock. Upon certain circumstances, the shares of Class B common stock and Class C common stock may convert into shares of Class P common stock, and the shares of Class A common stock would become convertible in to a correspondingly lesser number of shares of Class P common stock. Any shares of Class A common stock, Class B common stock and Class C common stock outstanding on May 31, 2015 will automatically convert into shares of Class P common stock.
F4: Not applicable.
F5: The Reporting Person disclaims 21% of any beneficial ownership of the shares owned by such limited partnership.