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KINDER MORGAN, INC. — Director's Dealing 2011
Dec 15, 2011
29959_dirs_2011-12-15_157ecd6c-ad94-4221-a1a2-6926ef158570.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KINDER MORGAN, INC. (KMI)
CIK: 0001506307
Period of Report: 2011-12-13
Reporting Person: STREET JAMES E (V.P., HR and Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-13 | Class P Common Stock | M | 2746 | — | Acquired | 391139 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-13 | Class C Common Stock | $ | M | 13 | Disposed | Class P Common Stock (2746) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class P Common Stock | 103394 | Indirect |
Footnotes
F1: The shares of the series of Class C common stock held by the Reporting Person automatically converted into shares of Class P common stock upon the voluntary conversion by holders other than the Reporting Person into Class P common stock (and subsequent transfer of such Class P common stock) of shares of such series of Class A common stock.
F2: The shares of the issuer's Class A common stock, Class B common stock and Class C common stock are convertible into a fixed aggregate number of shares of the issuer's Class P common stock. The shares of Class A common stock initially were convertible into shares of Class P common stock on a one-for-one basis, and the shares of Class B common stock and Class C common stock initially were not convertible into any shares of Class P common stock. Upon certain circumstances, the shares of Class B common stock and Class C common stock may convert into shares of Class P common stock, and the shares of Class A common stock would become convertible in to a correspondingly lesser number of shares of Class P common stock. Any shares of Class A common stock, Class B common stock and Class C common stock outstanding on May 31, 2015 will automatically convert into shares of Class P common stock.
F3: Not applicable.