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KINDER MORGAN, INC. — Director's Dealing 2011
Nov 18, 2011
29959_dirs_2011-11-18_075c2329-fb64-4c82-9ca0-a839cb0a3bfa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KINDER MORGAN, INC. (KMI)
CIK: 0001506307
Period of Report: 2011-11-16
Reporting Person: Dang Kimberly A (V.P. and C.F.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-16 | Class P Common Stock | M | 45232 | — | Acquired | 61615 | Direct |
| 2011-11-16 | Class P Common Stock | M | 103394 | — | Acquired | 103394 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-16 | Class A Common Stock | $ | M | 50618 | Disposed | Class P Common Stock (43843) | Direct | |
| 2011-11-16 | Class B Common Stock | $ | M | 146685.1 | Disposed | Class P Common Stock (103394) | Indirect | |
| 2011-11-16 | Class C Common Stock | $ | M | 2254.7 | Disposed | Class P Common Stock (1389) | Direct |
Footnotes
F1: The shares of the series of Class A common stock, Class B common stock and Class C common stock held by the Reporting Person automatically converted into a correspondingly lesser number of shares of Class P common stock upon the election of the holders of at least two-thirds of the shares of such series of Class A common stock and the holders of at least two-thirds of the shares of such series of Class B common stock.
F2: The shares of the issuer's Class A common stock, Class B common stock and Class C common stock are convertible into a fixed aggregate number of shares of the issuer's Class P common stock. The shares of Class A common stock initially were convertible into shares of Class P common stock on a one-for-one basis, and the shares of Class B common stock and Class C common stock initially were not convertible into any shares of Class P common stock. Upon certain circumstances, the shares of Class B common stock and Class C common stock may convert into shares of common stock, and the shares of Class A common stock would become convertible in to a correspondingly lesser number of shares of Class P common stock. Any shares of Class A common stock, Class B common stock and Class C common stock outstanding on May 31, 2015 will automatically convert into shares of Class P common stock.
F3: The Reporting Person disclaims 10% of any beneficial ownership of the shares owned by such limited partnership.
F4: Not applicable.