Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Sign up Log in

KINA SECURITIES LIMITED Major Shareholding Notification 2021

Jul 5, 2021

65205_rns_2021-07-05_c28fc935-92f6-48b5-9bd2-8285c426eb1e.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

==> picture [116 x 42] intentionally omitted <==

Date: 6 July 2021 To: Mr Chetan Chopra Company Secretary Kina Securities Limited Phone: +675 308 3890 Email: [email protected]

Perpetual Investment Management Limited ABN 18 000 866 535 AFSL 234426 Angel Place, Level 18 123 Pitt Street GPO Box 4171 Sydney NSW 2001 Australia Telephone 02 9229 9000 BY EMAIL

From: Sylvie Dimarco Company Secretary

Subject: Form 4 Notice of change in substantial shareholding

The information in this email is intended for the recipient(s) only. It may contain privileged and confidential information and if you are not an intended recipient, you must not copy, distribute or take any action in reliance on it. If you have received this email in error, please notify us immediately and delete this email.

Dear Mr Chopra,

Please find attached a completed Form 4 for your information.

Sylvie Dimarco Company Secretary Email – [email protected]

We are now sending all of our communications electronically. If you have any concerns, please let us know.

Section 116(2)

Form 4

Securities Act 1997

NOTICE OF CHANGE IN SUBSTANTIAL SHAREHOLDING

Note: To be given to the company, the stock exchange on which it is listed and the Securities Commission by a person who is a substantial shareholder where there is a change of 1% or more in the relevant interests of the person. This form must be given within two days after the person becomes aware of the change. Use a separate form for each substantial shareholder that has a change of 1 % or more in their relevant interests. Use a Form 5 where the person ceases to be a substantial shareholder as a result of the change.

1. Name of listed
company		 KINA SECURITIES LIMITED

Note: Insert the name of the listed company in which the substantial shareholding is held.

2. Name of stock
**exchange **		 PNGX MARKETS LIMITED

Note: Insert the name of the stock exchange on which the company is listed.

3. Details of person that is a substantial shareholder.

Given names
(natural persons
only)		 Given names
(natural persons
only)		 Surname or
Corporate name and
registration number,
if applicable		 Surname or
Corporate name and
registration number,
if applicable		 Residential
address or address
of registered office		 Postal address
Perpetual Limited and
its related bodies
corporate		 18/123 Pitt Street
Sydney, NSW
Australia 2000		 18/123 Pitt Street
Sydney, NSW
Australia 2000
4. Date of change in
relevant interests		 01/07/2021

Note: Insert the date of the change of the relevant interest of the person named in Item 3 in the listed company in Item 1, not the date on which the person became aware of the change.

5. Date of last notice
given by substantial
shareholder		 24/09/2020

Note: Insert the date on which the person named in Item 3 last gave a notice in accordance with Section 115, 116 or 117 of the Act in relation to the voting shares i.e. a Form 3, 4 or 5.

Number of shares % of shares in
company
6. Voting shares in which a
relevant interest is held		 29,376,065 10.24%
Voting Shares before the change 29,523,474 11.26%
Voting Shares after the change 29,376,065 10.24%

Note: Insert the number and percentage of voting shares in which the person has a relevant interest, before and after the date in Item 5. The terms "voting shares" and "relevant interest" are defined in Sections 112 -114 of the Act.

**Before the change ** **After the change **
7. Total number of voting shares
issued by the listed company		 262,118,000 286,935,900

Note: Insert the total number of voting shares issued by the listed company used for the purpose of calculating the percentages in Item 6.

8. Particulars of relevant interests after the change

==> picture [453 x 311] intentionally omitted <==

----- Start of picture text -----

Details for class of shares Details for class of shares
Class of voting shares in
which relevant interests Ordinary Shares
held.
Name(s) of registered
Refer annexure 1 & 2
holder(s).
Brief description of the
Interest held through funds
nature of the relevant
managed by Perpetual
interests in the voting
Limited
shares.
Brief description of the
transaction under which the
relevant interests changed Sale on stock exchange
e.g. purchase/ sale on stock
exchange.
Number of voting shares
Refer to annexure 3
affected by the transaction.
The consideration for the
Refer to annexure 3 (AUD)
transaction (Kina).
Name of the other party to
the transaction (if known).
----- End of picture text -----*

* This information is not required where the transaction took place on a stock exchange. Otherwise, if not known, insert “unknown”.

Note: Where there is insufficient space on the form to supply the information required, use additional forms or annexe a separate sheet in the same format containing the information.

9. Details of other person(s) giving a notice for the same transaction

Given names
(natural persons
only)		 Surname or
Corporate name and
registration number,
if applicable		 Residential
address or address
of registered office		 Postal address

Note: If known, insert the name and address of any other person(s) believed to have given, or to be intending to give, notice, whether a Form 3, 4 or 5, in relation to the transaction to which this notice relates. If not known, insert “unknown”.

10. Details of any associate who also has a relevant interest in the voting shares

Given names
(natural persons
only)		 Surname or
Corporate name and
registration number,
if applicable		 Residential
address or address
of registered office		 Postal address
N/A N/A

Nature of Association : The relevant interests are funds managed by Perpetual Limited

Details of Relevant Interest of Associate : The relevant interests are funds managed by Perpetual Limited

Note: Provide the name and address of each associate of the person submitting this notice who has a relevant interest in voting shares in the company, and the nature of the association with the associate and the details of the relevant interest of the associate.

11. Prescribed particulars of any agreement under which substantial shareholding acquired

==> picture [453 x 32] intentionally omitted <==

----- Start of picture text -----

Date of any agreement Material terms of any agreement
(whether written or oral)
----- End of picture text -----

N/A N/A

Note: Provide the details of the material terms of any agreement, whether written or oral, and the details of the material terms of any relevant agreement through which a relevant interest, the subject of the notice, was changed. True copies of the documents must be submitted with this form.

12. The following documents must be submitted with this form –

  • A. A true copy of any document setting out the material terms of any agreement that –

    • (a) contributed to the person having to submit this form;

    • (b) is in writing or in a document in which the material terms of an oral agreement have been reduced to writing in accordance with Section 40(5)(c) of the Regulation; and

    • (c) is readily available to the person submitting the notice; or

B. Where a document in Paragraph A is not readily available to the person submitting this form, a memorandum in writing detailing the material terms of the document.

8

The number of pages that accompany, or are annexed to, this notice is __.

13. Declaration

I declare that to the best of my knowledge and belief the information in this form is true and correct.

Signature: __________

Sylvie Dimarco Full Name of Person Signing: _______ Company Secretary 05/07/2021 Role: ______ Date: _______

Note: Where this notice is given by a body corporate it must be signed by a director or secretary who is authorised by the board of the body corporate to give the notice. Initials are not sufficient for the full name of the person signing this form.

ANNEXURE 1 - Perpetual Investments Account Codes & Details

Perpetual Investment Management Limited (PIML), subsidiary of Perpetual Limited, as Responsible Ent

==> picture [269 x 650] intentionally omitted <==

----- Start of picture text -----

INTERNAL CODE REGISTRATION DETAILS
HSBC Custody Nominees (Australia) Limited
17 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
26 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
33 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
118 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
212 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
649 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
650 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
652 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
653 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
651 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
654 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
670 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
695 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
774 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
855 GPO Box 5302
Sydney NSW 2001
----- End of picture text -----

This is Annexure 1 Page 1 of 6 referred to in Form 603

==> picture [269 x 687] intentionally omitted <==

----- Start of picture text -----

HSBC Custody Nominees (Australia) Limited
2093 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2095 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2124 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2125 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2127 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2128 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2199 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2210 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2219 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
2130 GPO Box 5302
Sydney NSW 2001
RBC Investor Services Australia Nominees Pty Limited
2089
GPO Box 5430 Sydney NSW 2001
RBC Investor Services Australia Nominees Pty Ltd
2086
GPO Box 5430 Sydney NSW 2001
RBC Investor Services Australia Nominees Pty Ltd
106
GPO Box 5430 Sydney NSW 2001
RBC Investor Services Australia Nominees Pty Ltd
133
GPO Box 5430 Sydney NSW 2001
RBC Investor Services Australia Nominees Pty Ltd
323
GPO Box 5430 Sydney NSW 2001
RBC Investor Services Australia Nominees Pty Ltd
669
GPO Box 5430 Sydney NSW 2001
----- End of picture text -----

This is Annexure 1 Page 2 of 6 referred to in Form 603

==> picture [269 x 258] intentionally omitted <==

----- Start of picture text -----

RBC Investor Services Australia Nominees Pty Ltd
139
GPO Box 5430 Sydney NSW 2001
UBS Nominees Pty Ltd
44 Level 16 Chifley Tower
2 Chifley Square
Sydney NSW 2000
UBS Nominees Pty Ltd
108 Level 16, Chifley Tower
2 Chifley Square
Sydney NSW 2000
UBS Nominees Pty Ltd
414 Level 16 Chifley Tower
2 Chifley Square
Sydney NSW 2000
UBS Nominees Pty Ltd
696 Level 16 Chifley Tower
2 Chifley Square
Sydney NSW 2000
UBS Nominees Pty Ltd
941 Level 16 Chifley Tower
2 Chifley Square
Sydney NSW 2000
----- End of picture text -----

Perpetual Investment Management Limited (PIML), subsidiary of Perpetual Limited, as Trustee for:

HSBC Custody Nominees (Australia) Limited
ALL 'SS' CODES GPO Box 5302
Sydney NSW 2001

Perpetual Investment Management Limited (PIML), subsidiary of Perpetual Limited, under Investment M

INTERNAL CODE REGISTRATION DETAILS
BNP Paribas Nominees Pty Ltd
227 PO Box R209 Royal Exchange
NSW 1225
BNP Paribas Noms Pty Ltd
248 P.O. Box R209 Royal Exchange
Sydney NSW 1225
BNP Paribas Nominees Pty Ltd
702 PO Box R209 Royal Exchange
NSW 1225
BNP Paribas Nominees Pty Ltd
740 PO Box R209 Royal Exchange
NSW 1225
BNP Paribas Nominees Pty Ltd
786 PO Box R209 Royal Exchange
NSW 1225
BNP Paribas Nominees Pty Ltd
2085 PO Box R209 Royal Exchange
NSW 1225

This is Annexure 1 Page 3 of 6 referred to in Form 603

==> picture [269 x 687] intentionally omitted <==

----- Start of picture text -----

BNP Paribas Nominees Pty Ltd
2122 PO Box R209 Royal Exchange
NSW 1225
BNP Paribas Nominees Pty Ltd
2131 PO Box R209 Royal Exchange
NSW 1225
BNP Paribas Nominees Pty Ltd
2216 PO Box R209 Royal Exchange
NSW 1225
Citicorp Nominees Pty Ltd
220 GPO Box 764G
Melbourne VIC 3001
Citicorp Nominees Pty Ltd
221 GPO Box 764G
Melbourne VIC 3001
Citicorp Nominees Pty Ltd
222 GPO Box 764G
Melbourne VIC 3001
Citicorp Nominees Pty Ltd
224 GPO Box 764G
Melbourne VIC 3001
Northern Trust Company Melbourne Branch: HSBC Custody
Nominees (Australia) Limited
2163 GPO Box 5302
Sydney NSW 2001
Citicorp Nominees Pty Ltd
2222 GPO Box 764G
Melbourne VIC 3001
Northern Trust Company Melbourne Branch: HSBC Custody
Nominees (Australia) Limited
194 GPO Box 5302
Sydney NSW 2001
State Street Limited
779 420 George Street
Sydney NSW 2000
HSBC Custody Nominees (Australia) Limited
GPO Box 5302
2101
Sydney NSW 2001
Northern Trust Company Melbourne Branch: HSBC Custody
Nominees (Australia) Limited
2152 GPO Box 5302
Sydney NSW 2001
HSBC Custody Nominees (Australia) Limited
GPO Box 5302
2161
Sydney NSW 2001
State Street Limited
2172 420 George Street
Sydney NSW 2000
JPMorgan Nominees Australia Limited
210 Locked Bag 20049
Melbourne VIC 3001
----- End of picture text -----

This is Annexure 1 Page 4 of 6 referred to in Form 603

==> picture [269 x 687] intentionally omitted <==

----- Start of picture text -----

JPMorgan Nominees Australia Limited
215 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
230 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
231 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
392 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
394 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
449 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
773 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
788 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
791 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
2100 Locked Bag 20049
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
2166 Locked Bag 20049
Melbourne VIC 3001
National Nominees Pty Ltd
711 PO Box 1406
Melbourne VIC 3001
National Nominees Pty Ltd
787 PO Box 1406
Melbourne VIC 3001
National Nominees Pty Ltd
2083 PO Box 1406
Melbourne VIC 3001
National Nominees Pty Ltd
2097 PO Box 1406
Melbourne VIC 3001
National Nominees Pty Ltd
2160 PO Box 1406
Melbourne VIC 3001
----- End of picture text -----

This is Annexure 1 Page 5 of 6 referred to in Form 603

==> picture [269 x 364] intentionally omitted <==

----- Start of picture text -----

National Nominees Pty Ltd
2220 PO Box 1406
Melbourne VIC 3001
National Nominees Pty Ltd
2243 PO Box 1406
Melbourne VIC 3001
JPMorgan Nominees Australia Limited
2264 Locked Bag 20049
Melbourne VIC 3001
Perpetual Trustee Company Limited as trustee, custodian or nominee
INTERNAL CODE REGISTRATION DETAILS
T2 Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001
T3 The Trust Company Limited
GPO Box 4270 Sydney NSW 2001
T4 Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001
T6 Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001
T7 Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001
----- End of picture text -----

This is Annexure 1 Page 6 of 6 referred to in Form 603

ANNEXURE 2

PRESENT RELEVANT INTERESTS

ASXCode
Internal Code
KSL
2,093
KSL
653		 Holding
7,473,125
21,902,940
29,376,065

This is annexure 2 Page 1 of 1 referred to in Form 604 Title: Notice of change of interests of substantial holder

ANNEXURE 3

CHANGES IN RELEVANT INTERESTS

Account
Security
2093
KSL

653
KSL
653
KSL
2093
KSL

653
KSL

653
KSL
653
KSL
653
KSL
653
KSL
2093
KSL

653
KSL
653
KSL
2093
KSL
2093
KSL
653
KSL
2093
KSL

2093
KSL

2093
KSL

653
KSL

2093
KSL
2093
KSL

2093
KSL

2093
KSL
653
KSL
653
KSL

653
KSL

653
KSL

 Volume
Value
Price
AsAtDate
695,061
-
517,757
0.75
$ 23/09/2020
55,740
43,810
0.79
$ 30/09/2020
304,047
237,053
0.78
$ 15/10/2020
200,000
-
153,833
0.77
$ 23/10/2020
150,000
-
115,103
0.77
$ 26/10/2020
100,000
74,038
0.74
$ 27/10/2020
100,000
73,691
0.74
$ 05/11/2020
200,000
165,443
0.83
$ 27/11/2020
300,000
264,505
0.88
$ 30/11/2020
240,000
-
199,051
0.83
$ 02/12/2020
300,000
282,827
0.94
$ 07/12/2020
200,000
187,230
0.94
$ 07/12/2020
50,000
44,023
0.88
$ 15/12/2020
5,245
4,516
0.86
$ 21/12/2020
200,000
197,036
0.98
$ 12/01/2021
300,000
-
302,869
1.01
$ 25/01/2021
200,000
-
210,948
1.06
$ 27/01/2021
96,694
-
98,662
1.02
$ 03/02/2021
200,000
-
232,724
1.17
$ 01/03/2021
88,760
95,949
1.08
$ 02/03/2021
30,376
-
30,341
1.00
$ 15/03/2021
300,000
-
296,895
0.99
$ 15/03/2021
200,000
190,514
0.95
$ 18/03/2021
300,000
285,771
0.95
$ 18/03/2021
8,485
-
8,565
1.01
$ 01/06/2021
34,153
-
34,473
1.01
$ 02/06/2021
96,432
-
102,092
1.06
$ 01/07/2021
147,409
-

This is annexure 3 Page 1 of 1 referred to in Form 604

More from KINA SECURITIES LIMITED

Director's Dealing 2026
Jun 2
Share Issue/Capital Change 2026
Jun 2
Declaration of Voting Results & Voting Rights Announcements 2026
May 26
AGM Information 2026
May 26
AGM Information 2026
May 26
Share Issue/Capital Change 2026
May 21
Capital/Financing Update 2026
May 6
Board/Management Information 2026
Apr 30
Capital/Financing Update 2026
Apr 30
Governance Information 2026
Apr 26
View all filings →