KINA SECURITIES LIMITED — Director's Dealing 2017

Mar 5, 2017

6 March 2017

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Corrected Appendix 3Y

Kina Securities Ltd (ASX: KSL) submits the attached Appendix 3Y to replace the Appendix 3Y submitted earlier in the day in relation to Mr Sydney Yates’ shareholding.

Due to a document formatting error section ‘No. of securities held after change’ did not contain the 500,000 fully paid ordinary shares held by related party Kina Asset management No. 1 Ltd.

The section ‘No. of securities held before change’ did contain this information.

For further information, please call: Chetan Chopra Company Secretary +675 308 3800

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Page 1

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Kina Securities Ltd
ARBN	606 168 594

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Syd Yates
Date of last notice	03/08/2016

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	1. Transfer of 198,466 Shares from one indirect holding (Columbus) to another indirect holding [The Trust Company (Superannuation) Ltd Yates a/c>] Via a direct holding of Sydney George Yates 2. Transfer of 239,057 Shares from one indirect holding (Columbus) to a related party holding [The Trust Company (Superannuation) Ltd Yates a/c>] Via arelated partyholding of BarbaraYates
Date of change	28 February 2017
No. of securities held prior to change	Direct Interest: FPO – 174,200 (held in escrow) Performance Rights = 406,061 Indirect Interest Columbus Investments Ltd (Syd Yates is the sole shareholder) = 4,506,097 FPO Kina Asset Management No. 1 Ltd (Columbus Investments Ltd holds approx. 7% of issued share cap in Kina Asset Management Ltd, of which Kina Asset Management No. Ltd is a wholly owned subsidiary, and Syd Yates is an executive director of Kina Asset Management Ltd) = 500,000 FPO

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Class	Fully Paid Ordinary Shares
Number acquired	N/A
Number disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	1. Transfer of 198,466 Shares from one indirect holding (Columbus) to another indirect holding [The Trust Company (Superannuation) Ltd Yates a/c>] Via a direct holding of Sydney George Yates Consideration: $1.04 per share 2. Transfer of 239,057 Shares from one indirect holding (Columbus) to a related party holding [The Trust Company (Superannuation) Ltd Yates a/c>] Via a related party holding of Barbara Yates Consideration:$1.04pershare
No. of securities held after change	Direct Interest: FPO – 174,200 (held in escrow) Performance Rights = 406,061 Indirect Interest Columbus Investments Ltd (Syd Yates is the sole shareholder) = 4,068,574 FPO The Trust Company (Superannuation) Ltd 198,466 shares The Trust Company (Superannuation) Ltd 239.057 shares Kina Asset Management No. 1 Ltd (Columbus Investments Ltd holds approx. 7% of issued share cap in Kina Asset Management Ltd, of which Kina Asset Management No. Ltd is a wholly owned subsidiary, and Syd Yates is an executive director of Kina Asset Management Ltd) = 500,000 FPO
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Off-market trade from one indirect holding to 1. Another indirect holding 2. A related party

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest
Name of registered holder (if issued securities)
Date of change

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No.
If so, was prior written clearance provided to allow the trade to proceed **during this period? **	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3