KINA SECURITIES LIMITED — Director's Dealing 2017

Jun 6, 2017

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Kina Securities Ltd
ARBN	606 168 594

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Syd Yates
Date of last notice	06/03/2017

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to therelevant interest.
Date of change	6 June 2017
No. of securities held prior to change	Direct Interest:FPO – 174,200 (held in escrow)Performance Rights = 406,061Indirect InterestColumbus Investments Ltd (Syd Yates is the soleshareholder) = 4,068,574 FPOThe Trust Company (Superannuation) Ltd<AMG – Sydney Yates a/c> 198,466 sharesThe Trust Company (Superannuation) Ltd<AMG – Babara Yates a/c> 239,057 sharesKinaAssetManagementNo.1Ltd(ColumbusInvestments Ltd holds approx. 7% of issued share cap inKina Asset Management Ltd, of which Kina AssetManagement No. Ltd is a wholly owned subsidiary, andSyd Yates is an executive director of Kina AssetManagement Ltd) = 500,000 FPO

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Class	Class	Performance Rights
Number acquired		Acceptance of grant of 235,124 Performance Rights
Number disposed		N/A
Value/ConsiderationNote: If consideration is non-cash, provide details andestimated valuation		Performance Rights granted under the Company’sPerformance Rights Plan on terms set out in the 2017AGM Notice of Meeting.
No. of securities held after change		Direct Interest:FPO – 174,200 (held in escrow)Performance Rights = 641,185Indirect InterestColumbus Investments Ltd (Syd Yates is the soleshareholder) = 4,068,574 FPOThe Trust Company (Superannuation) Ltd<AMG – Sydney Yates a/c> 198,466 sharesThe Trust Company (Superannuation) Ltd<AMG – Babara Yates a/c> 239,057 sharesKinaAssetManagementNo.1Ltd(ColumbusInvestments Ltd holds approx. 7% of issued share cap inKina Asset Management Ltd, of which Kina AssetManagement No. Ltd is a wholly owned subsidiary, andSyd Yates is an executive director of Kina AssetManagement Ltd) = 500,000 FPO
Nature of changeExample: on-market trade, off-market trade, exercise ofoptions, issue of securities under dividend reinvestmentplan, participation in buy-back		Acceptance of grant of Performance Rights granted underterms set out in the 2017 AGM Notice of Meeting
art 2 – Change of director’s interests in contractsote: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” shoulde disclosed in this part.
Detail of contract	N/A
Nature of interest
Name of registered holder(if issued securities)
Date of change
No. and class of securities towhich interest related prior tochangeNote: Details are only required for a contract inrelation to which the interest has changed

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or	No
contracts detailed above traded during
a+closed period where prior written
clearance was required?
If so, was prior written clearance	N/A
provided to allow the trade to proceed
during this period?
If prior written clearance was provided,	N/A
on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3