KINA SECURITIES LIMITED — Director's Dealing 2017

Aug 1, 2017

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Kina Securities Ltd
ARBN	606 168 594

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Syd Yates
Date of last notice	07/06/2017

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Date of change	31 July 2017
No. of securities held prior to change	Direct Interest:
	FPO – 174,200
	Performance Rights = 641,185
	Indirect Interest
	Columbus Investments Ltd (Syd Yates	is the sole
	shareholder) = 4,068,574 FPO
	The Trust Company (Superannuation) Ltd
	<AMG – Sydney Yates a/c> 198,466 shares
	The Trust Company (Superannuation) Ltd
	<AMG – Babara Yates a/c> 239,057 shares
	KinaAssetManagementNo.1Ltd	(Columbus
	Investments Ltd holds approx. 7% of issued	share cap in
	Kina Asset Management Ltd, of which	Kina Asset
	Management No. Ltd is a wholly owned subsidiary, and
	Syd Yates is an executive director of	Kina Asset
	Management Ltd) = 500,000 FPO

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

	Class					Performance Rights
	Number acquired					Acceptance of grant of 235,124 Performance Rights
	Number disposed					N/A
	Value/ConsiderationNote: If consideration is non-cash, provide details andestimated valuation					Performance Rights granted uPerformance Rights Plan on terAGM Notice of Meeting.		nder the Company’sms set out in the 2017
	No. of securities held after change					Direct Interest:FPO – 274,200Performance Rights = 541,185Indirect Interest
						Columbus Inhhld	vestments Ltd (Sy4068574 FPO	d Yat	es is the sole
						sareoer)	,,
						The Trust Co<AMG – Sydn	pany (Superannuaey Yates a/c> 198,4	ion) L	dares
								66 sh
						The Trust Com	pany (Superannua		td
								tion) L
						<AMG – Baba	ra Yates a/c> 239,0	57 sha	res
						KinaAsset	ManagementNo	.1	Ltd(Columbus
						Investments L	td holds approx. 7%	of iss	ued share cap in
						Kina AssetManaement	Management Ltd,No Ltd is a wholl	of wh	ich Kina Assetsubsidiar and
								owne
						g	. y		y,
						Syd Yates iManaement	s an executive ditd) = 500000 FPO	rector	of Kina Asset
						g ,
	Nature of changeExample: on-market trade, off-market trade, exercise ofoptions, issue of securities under dividend reinvestmentplan, participation in buy-back					Second tranche of 100,000 ‘RRights vested in accordance withKSL Prospectus.		etention’ Performancethe terms set out in the
	art 2 – Change of director’s interests in contractsote: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” shoulde disclosed in this part.
	Detail of contract			N/A
	Nature of interest
	Name of registered holder(if issued securities)
	Date of change
	No. and class of securities towhich interest related prior tochangeNote: Details are only required for a contract inrelation to which the interest has changed

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or	N/A
contracts detailed above traded during
a+closed period where prior written
clearance was required?
If so, was prior written clearance	N/A
provided to allow the trade to proceed
during this period?
If prior written clearance was provided,	N/A
on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3