KINA SECURITIES LIMITED — Director's Dealing 2015

Aug 4, 2015

Appendix 3X Initial Director’s Interest Notice

Rule 3.19A.1

Appendix 3X

Initial Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001.

Name of entity	Kina Securities Limited
ARBN	606 168 594

We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Sydney George Yates
Date of appointment	19 June 2015

Part 1 - Director’s relevant interests in securities of which the director is the registered holder In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Number & class of securities

164,200 fully paid ordinary shares

400,000 performance rights (200,000 performance rights were granted under Kina's Long Term Incentive Plan for FY15 and will vest on 23 July 2018. 200,000 performance rights were granted under the Retention Plan, with 50% to vest on 23 July 2016 and the remainder to vest on 23 July 2017)

• See chapter 19 for defined terms.

Appendix 3X Page 1

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Appendix 3X Initial Director’s Interest Notice

Part 2 – Director’s relevant interests in securities of which the director is not the registered holder

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Name of holder & nature of interestNote: Provide details of the circumstances giving riseto the relevant interest.Columbus Investments Limited(Syd Yates is the sole shareholderof Columbus Investments Limited)Kina Asset Management No.1Limited (Columbus InvestmentsLimited holds approximately 7% ofthe issued share capital in KinaAsset Management Limited, ofwhich Kina Asset ManagementNo.1 Limited is a wholly-ownedsubsidiary, and Syd Yates is anexecutive director of Kina AssetManagement Limited)

Number & class of Securities4,406,097 fully paid ordinary shares500,000 fully paid ordinary shares

Part 3 – Director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Service Agreement for the Chief ExecutiveOfficer dated 19 June 2015. A summary of thekey terms of the Service Agreement are set out intheprospectus dated 2July2015
Nature of interest	Award of performance rights pursuant to theService Agreement and Kina's Short TermIncentive Plan
Name of registered holder(if issued securities)	Not applicable
No. and class of securities to whichinterest relates	A number of performance rights equal to$300,000 divided by the 10 day volume weightedaverage price of fully paid ordinary sharesfollowing the date of the release of Kina's auditedfinancial statements for the financial year ending31 December 2015

• See chapter 19 for defined terms.

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