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KIMCO REALTY CORP — Director's Dealing 2014
Feb 18, 2014
30417_dirs_2014-02-18_d6231bcd-87cc-4e19-a983-b3171488d37e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KIMCO REALTY CORP (KIM)
CIK: 0000879101
Period of Report: 2014-02-13
Reporting Person: HENRY DAVID (CEO, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-13 | Common Stock | F | 1112 | $21.37 | Disposed | 313990 | Direct |
| 2014-02-13 | Common Stock | A | 12800 | — | Acquired | 326790 | Direct |
| 2014-02-13 | Common Stock | M | 55000 | — | Acquired | 381790 | Direct |
| 2014-02-13 | Common Stock | A | 7590 | — | Acquired | 389380 | Direct |
| 2014-02-16 | Common Stock | F | 5779 | $21.68 | Disposed | 383601 | Direct |
| 2014-02-17 | Common Stock | F | 4886 | $21.68 | Disposed | 378715 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-13 | Common Stock | $0 | M | 55000 | Disposed | 2013-12-31 | Common Stock (55000) | Direct |
| 2014-02-13 | Common Stock | $0 | A | 51200 | Acquired | 2016-12-31 | Common Stock (51200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 49436 | Indirect |
Footnotes
F1: Net share settlement of tax liability associated with the vesting of restricted stock.
F2: These shares vest in four equal annual installments beginning on February 13, 2015.
F3: Represents shares of restricted stock awarded as a result of the Company exceeding certain performance criteria relative to the Company's peer group and the National Association of Real Estate Investment Trust retail peers, pursuant to the reporting person's grant of Performance Shares of February 13, 2013.
F4: Represents additional shares of restricted stock awarded as a result of the Company exceeding certain performance criteria relative to the Companys peer group and the National Association of Real Estate Investment Trust retail peers, pursuant to the reporting persons grant of Performance Shares on February 13, 2013.
F5: The Performance Shares vest in three equal annual installments beginning on December 31, 2014, subject to increase or forfeiture based on the attainment of certain performance criteria relative to the Company's peer group and the National Association of Real Estate Investment Trust retail peers. Vested Performance Shares will be delivered as restricted stock.