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Khoon Group Limited Share Issue/Capital Change 2019

Jun 20, 2019

49568_rns_2019-06-19_bd199221-8975-4eb2-9b55-e00b05f7cd46.pdf

Share Issue/Capital Change

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Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央結 算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參 與者股份戶口,請使用本表格

This Application Form uses the same terms as defined in the prospectus of Khoon Group Limited (the Staple your “ Company ”) dated 20 June 2019 (the “ Prospectus ”). 本申請表格使用坤集團有限公司(「 本公司 」)於2019年6 月20日刊發的招股章程(「 招股章程 」)所界定的相同詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer here to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not 請將股款 be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開 緊釘在此 發售股份。若無根據美國證券法登記或豁免登記,公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章 程的司法權區內,概不得發送或派發或複製(不論方式,也不論全部或部分)本申請表格及招股章程。 “Copies of the Prospectus, all related Application Forms and the other documents specified in the section headed Documents delivered to the Registrar of Companies in Hong Kong and available for inspection” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈香港公司註冊處 處長及備查文件」一節所述其他文件已遵照香港法例第32章公司(清盤及雜項條文)條例第342C條規定送呈 香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央 結算有限公司(「 香港結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此等 文件的內容概不負責。 Khoon Group Limited 坤集團有限公司 (incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立之有限公司) Stock code : 924 股份代號 : 924 Maximum Offer Price : HK$0.60 per Offer Share, plus brokerage of 1.0%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股發售股份0.60港元,另加1.0%經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費 (須於申請時以港元繳足及可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further , information on the application procedures. 招股章程尚有其他關於申請程序的資料 本申請表格應與招 一 。 股章程 併閱讀 Application Form 申請表格 To: Khoon Group Limited 致: 坤集團有限公司 The Sole Sponsor 獨家保薦人 The Joint Bookrunners 聯席賬簿管理人 The Joint Lead Managers 聯席牽頭經辦人 The Public Offer Underwriters 公開發售包銷商

Applicants’ declaration I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

申請人聲明

本人╱吾等同意本申請表格及招股章程的條款及條件以 及申請程序。請參閱本申請表格「填交本申請表格的效 用」一節。

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section of this Application Form.

警告:任何人士只限作出一次為其利益而進行的認購申 。 請 請參閱本申請表格「填交本申請表格的效用」一節最 後四點。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央結 算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參 與者股份戶口,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人均須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期: / / D日 M月 Y年 Number of Public Offer Shares applied for (not more than Cheque/banker’s cashier order number 支票 銀行本票號碼 12,496,000 shares) 申請認購的公開發售股份數目(不超過 12,496,000股股份) Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section) 兌現支票 銀行本 Total amount 總額 票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護 照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. 所有其他聯名申請人的英文姓名╱名稱(如有) of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人 的香港身份證號碼╱護照號碼╱香港商業登記號碼(請刪除不適用者) (1) (1) (2) (2) (3) (3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit THIS BOX MUST BE DULY COMPLETED if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞 必須填妥此欄 交:代名人若不填寫本節,是項認購申請將視作為 閣下利益提 Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 出。請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。

中央結算系統投資者戶口持有人或指定的中央結算系統參與者的參與者編號

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 姓名╱名稱 及香港 地址 )

For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或公司中央結算 系統投資者戶口持有人,請加蓋顯示公司名稱的公司印鑑

(See paragraph 2 in the section “How to make your application”) (請參閱「申請手續」一節第2段)

For internal use 此欄供內部使用

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央結 算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參 與者股份戶口,請使用本表格

  • (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the “How to make your application” section. 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬個別 人士)或香港商業登記號碼(如屬法人團體),請參閱「申請手續」一節第2段。

  • (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外 的指定中央結算系統參與者提出申請:如屬個別人士,必須填寫 閣下的香港身份證號碼或護照 號碼(持有香港身份證者請填寫香港身份證號碼,否則請填寫護照號碼);如屬法人團體,請填寫 香港商業登記號碼。

  • (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣 下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一部分。有關資料將用 於核實申請表格的有效性,亦會轉交第三方作資料核實和退款。銀行兌現退款支票前或會要求查 證 閣下的香港身份證號碼╱護照號碼。

  • (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權,

  • 是項申請將視作為 閣下的利益提出。

  • (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護 照號碼,或(如屬法人團體)其香港商業登記號碼。

(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣 下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一部分。有關資料將用 於核實申請表格的有效性,亦會轉交第三方作資料核實和退款。銀行兌現退款支票前或會要求查 證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而:

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 8,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
rejected.
Amount
Amount
Amount
Number of
payable on
Number of
payable on
Number of
payable on
Public Offer
Shares applied for
application
(HK$)
Public Offer
Shares applied for
application
(HK$)
Public Offer
Shares applied for
application
(HK$)
8,000
16,000
24,000
32,000
40,000
48,000
56,000
64,000
72,000
80,000
120,000
160,000
4,848.37
9,696.74
14,545.11
19,393.48
24,241.85
29,090.22
33,938.59
38,786.96
43,635.33
48,483.70
72,725.54
96,967.39
200,000
240,000
280,000
320,000
360,000
400,000
600,000
800,000
1,000,000
1,200,000
1,400,000
1,600,000
121,209.24
145,451.09
169,692.94
193,934.78
218,176.63
242,418.48
363,627.72
484,836.96
606,046.20
727,255.44
848,464.68
969,673.92
2,000,000
2,400,000
2,800,000
3,200,000
3,600,000
4,000,000
6,000,000
8,000,000
10,000,000
12,496,000
1,212,092.40
1,454,510.88
1,696,929.36
1,939,347.84
2,181,766.32
2,424,184.80
3,636,277.20
4,848,369.60
6,060,462.00
7,573,153.32

Maximum number of Public Offer Shares you may apply for
2.
You, as the applicant(s), must complete the Application Form in English as indicated below and sign
on the second page of the Application Form. Only written signatures will be accepted (and not by way
of personal chop).
If you are applying through a designated CCASS Participant (other than a CCASS Investor
Participant):

the designated CCASS Participant must endorse the Application Form with its company chop
(bearing its company name) and insert its participant I.D. in the appropriate box.
If you are applying as an individual CCASS Investor Participant:

the Application Form must contain your NAME and Hong Kong I.D. Card number;

your participant I.D. must be inserted in the appropriate box.
If you are applying as a joint individual CCASS Investor Participant:

the Application Form must contain all joint investor participants’ NAMES and the Hong Kong
I.D. Card numbers of all joint investor participants;

your participant I.D. must be inserted in the appropriate box.
Sample 樣版
  • If you are applying as a corporate CCASS Investor Participant:

  • the Application Form must contain your company NAME and Hong Kong Business Registration number;

  • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  1. Staple your cheque or banker’s cashier order to the Application Form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ ICBC (ASIA) NOMINEE LIMITED – KHOON GROUP PUBLIC OFFER ”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong account in Hong Kong; and Kong, and have your name certified on the • show your account name, which must back by a person authorised by the bank. either be preprinted on the cheque, or The name on the banker’s cashier order be endorsed on the back by a person must correspond with your name. If it is authorised by the bank. This account name a joint application, the name on the back must correspond with your name. If it is a of the banker’s cashier order must be the joint application, the account name must same as the first-named applicant’s name. be the same as the first-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Industrial and Commercial Bank of China (Asia) Limited: District Branch Name Address Hong Kong Island Queen’s Road Central Branch Basement, Ground Floor and First Floor of 122 QRC, Nos. 122-126 Queen’s Road Central, Hong Kong Kowloon Tsim Sha Tsui Branch Shop 1&2, G/F, No. 35-37 Hankow Road, Tsimshatsui, Kowloon New Territories Sha Tsui Road Branch Shop 4, G/F Chung On Building, 297-313 Sha Tsui Road, Tsuen Wan, New Territories 5. Your Application Form can be lodged at these times: – Thursday, 20 June 2019 9:00 a.m. to 5:00 p.m. – Friday, 21 June 2019 9:00 a.m. to 5:00 p.m. – Saturday, 22 June 2019 9:00 a.m. to 1:00 p.m. – Monday, 24 June 2019 9:00 a.m. to 5:00 p.m. Tuesday, 25 June 2019 – 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Tuesday, 25 June 2019. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the paragraph headed “9. Effect of bad weather on the opening of the application lists” under the section headed “How to apply for Public Offer Shares” of the Prospectus.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央結 算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參 與者股份戶口,請使用本表格

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數必須至少為8,000股公開發售股份,並為 下表所載的其中一個數目,否則恕不受理。
申請認購的
公開發售股份數目
申請時
應繳款項
(港元)
申請認購的
公開發售股份數目
申請時
應繳款項
(港元)
申請認購的
公開發售股份數目
申請時
應繳款項
(港元)
8,000
16,000
24,000
32,000
40,000
48,000
56,000
64,000
72,000
80,000
120,000
160,000
4,848.37
9,696.74
14,545.11
19,393.48
24,241.85
29,090.22
33,938.59
38,786.96
43,635.33
48,483.70
72,725.54
96,967.39
200,000
240,000
280,000
320,000
360,000
400,000
600,000
800,000
1,000,000
1,200,000
1,400,000
1,600,000
121,209.24
145,451.09
169,692.94
193,934.78
218,176.63
242,418.48
363,627.72
484,836.96
606,046.20
727,255.44
848,464.68
969,673.92
2,000,000
2,400,000
2,800,000
3,200,000
3,600,000
4,000,000
6,000,000
8,000,000
10,000,000
12,496,000*
1,212,092.40
1,454,510.88
1,696,929.36
1,939,347.84
2,181,766.32
2,424,184.80
3,636,277.20
4,848,369.60
6,060,462.00
7,573,153.32
*
閣下可申請認購的公開發售股份最高數目
2.
閣下作為申請人,必須按照下列指示以英文填妥申請表格,並於申請表格次頁簽署,只接納親筆
簽名(不得以個人印章代替)。
如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:

該指定中央結算系統參與者必須於申請表格蓋上公司印鑑(附有公司名稱),並在適當方格內
填寫參與者編號。
如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:

申請表格須載有 閣下的姓名和香港身份證號碼;

須在適當方格內填寫 閣下的參與者編號。
如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:

申請表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼;

須在適當方格內填寫 閣下的參與者編號。
如 閣下以公司中央結算系統投資者戶口持有人名義提出申請:

申請表格須載有 閣下的公司名稱和香港商業登記號碼;

須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。
Sample
  • 中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似事項如 有不確或遺漏,均可能導致申請無效。

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央結 算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參 與者股份戶口,請使用本表格

  1. 閣下須將支票或銀行本票釘於申請表格上。每份公開發售股份申請須附一張獨立開出支票或一張 獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:

支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「 工銀亞洲代理人有限公司-坤集團公開發售 」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開 • 由香港持牌銀行開出,並由有關銀行授 出;及 權的人士在銀行本票背面簽署核證 閣 • 顯示 閣下的賬戶名稱,而該賬戶名稱 下姓名╱名稱。銀行本票所示姓名╱名 必須已預印在支票上,或由有關銀行授 稱必須與 閣下姓名╱名稱相同。如屬 權的人士在支票背書。賬戶名稱必須 聯名申請,銀行本票背面所示姓名╱名 與 閣下姓名╱名稱相同。如屬聯名申 稱必須與排名首位申請人的姓名╱名稱 請,該賬戶名稱必須與排名首位申請人 相同。 的姓名╱名稱相同。 4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入中國工商銀行 (亞洲)有限公司下列任何一家分行特設的收集箱: 地區 分行名稱 地址 港島區 皇后大道中分行 香港中環皇后大道中122-126號 地庫至一樓 九龍區 尖沙咀分行 九龍尖沙咀漢口道35至37號 地下1-2號鋪 新界區 沙咀道分行 新界荃灣沙咀道297-313號 眾安大廈地下4號鋪 5. 閣下可於下列時間遞交申請表格: 2019年6月20日(星期四)-上午九時正至下午五時正 2019年6月21日(星期五)-上午九時正至下午五時正 2019年6月22日(星期六)-上午九時正至下午一時正 2019年6月24日(星期一)-上午九時正至下午五時正 2019年6月25日(星期二)-上午九時正至中午十二時正

  1. 截止遞交申請的時間為2019年6月25日(星期二)中午十二時正。本公司將於當日上午十一時四十 五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招 股章程「如何申請公開發售股份」一節「9.惡劣天氣對辦理申請登記的影響」一段)。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Khoon Group Limited 坤集團有限公司

(incorporated in the Cayman Islands with limited liability) SHARE OFFER Conditions of your application partners, agents, advisers and any other parties involved in A. Who can apply the Share Offer is or will be liable for any information and 1. You and any person(s) for whose benefit you are applying must representations not in the Prospectus (and any supplement to it); be 18 years of age or older and must have a Hong Kong address. • undertake and confirm that you or the person(s) for whose 2. If you are a firm, the application must be in the individual benefit you have made the application have not participated in member’s names. the Placing nor applied for or taken up, or indicated an interest 3. The number of joint applicants may not exceed four. for, and will not apply for or take up, or indicate an interest for, 4. If you are a body corporate, the application must be signed any Offer Shares under the Placing; by a duly authorised officer, who must state his representative • agree to disclose to the Company, the Hong Kong Branch capacity, and stamped with your corporation’s chop. Share Registrar, the receiving bank, the Sole Sponsor, the 5. You must be outside the United States, not be a United States Joint Bookrunners, the Joint Lead Managers, the Public Offer Person (as defined in Regulation S under the U.S. Securities Underwriters and/or their respective advisers and agents Act) and not be a legal or natural person of the PRC. any personal data which they may require about you and the 6. Unless permitted by the Listing Rules, you cannot apply for any person(s) for whose benefit you have made the application; Public Offer Shares if you are: • if the laws of any place outside Hong Kong apply to your • an existing beneficial owner of shares in the Company application, agree and warrant that you have complied with and/or any of its subsidiaries; all such laws and none of the Company, the Sole Sponsor, the • a director or chief executive officer of the Company and/ Joint Bookrunners, the Joint Lead Managers, the Public Offer or any of its subsidiaries; Underwriters nor any of their respective officers or advisers will • a connected person (as defined in the Listing Rules) of breach any law outside Hong Kong as a result of the acceptance the Company or will become a connected person of the of your offer to purchase, or any action arising from your rights Company immediately upon completion of the Share and obligations under the terms and conditions contained in the Offer; Prospectus and this Application Form; • an associate (as defined in the Listing Rules) of any of the • agree that once your application has been accepted, you may above; or not rescind it because of an innocent misrepresentation; • have been allocated or have applied for or have indicated • agree that your application will be governed by the laws of an interest in any Placing Shares under the Placing. Hong Kong; • represent, warrant and undertake that (i) you understand that B. If you are a nominee the Public Offer Shares have not been and will not be registered You, as a nominee, may make more than one application for under the U.S. Securities Act; and (ii) you and any person for the Public Offer Shares by: (i) giving electronic instructions to whose benefit you are applying for the Public Offer Shares are HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if outside the United States (as defined in Regulation S) or are a you are a CCASS Participant); or (ii) using a WHITE or YELLOW person described in paragraph (h)(3) of Rule 902 of Regulation Application Form, and lodge more than one application in your own S; name on behalf of different beneficial owners. • warrant that the information you have provided is true and accurate; C. Effect of completing and submitting this Application Formagree to accept the Public Offer Shares applied for, or any By completing and submitting this Application Form, you (and if you lesser number allocated to you under the application; are joint applicants, each of you jointly and severally) for yourself or • authorise the Company to place the name of the HKSCC as an agent or a nominee on behalf of each person for whom you act: Nominees on the Company’s register of members as the • undertake to execute all relevant documents and instruct and holder(s) of any Public Offer Shares allocated to you, and the authorise the Company and/or the Joint Bookrunners (or their Company and/or its agents to deposit any share certificate(s) agents or nominees), as agents of the Company, to execute any into CCASS and/or to send any refund cheque(s) to you or the documents for you and to do on your behalf all things necessary first-named applicant for joint application by ordinary post at to register any Public Offer Shares allocated to you in the name your own risk to the address stated on the application, unless of HKSCC Nominees as required by the Articles of Association; you are eligible to collect refund cheque(s) in person; • agree to comply with the Companies Law, the Companies • agree that the shares to be allotted shall be issued in the name Ordinance, the Companies (Winding Up and Miscellaneous of HKSCC Nominees and deposited directly into CCASS for Provisions) Ordinance and the Memorandum and Articles of credit to your investor participant stock account or the stock Association; account of your designated CCASS Participant;

  • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

  • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

  • confirm that you are aware of the restrictions on the Share Offer in the Prospectus;

  • agree that none of the Company, the Sole Sponsor, the Joint Bookrunners, the Joint Lead Managers, the Public Offer Underwriters, their respective directors, officers, employees,

  • agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares issued in the name of HKSCC Nominees or not to accept such allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the share certificates for such allotted shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

fixed at the low end of the indicated Offer Price range stated in the Prospectus (i.e. HK$0.50 per Offer Share).

  • agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted shares issued in the name of HKSCC Nominees;

If your application for Public Offer Shares is successful (in whole or in part)

  • agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this Application Form;

contained in the Prospectus and this Application Form; If your application is wholly or partially successful, your share • agree that neither HKSCC nor HKSCC Nominees shall be liable certificate(s) (subject to their becoming valid certificates of title to you in any way; provided that the Public Offer has become unconditional and not • declare and represent that this is the only application made having been terminated at 8:00 a.m. on Friday, 5 July 2019 will and the only application intended by you to be made to benefit be issued in the name of HKSCC Nominees and deposited directly you or the person for whose benefit you are applying; into CCASS for credit to your CCASS Investor Participant stock • understand that the Company and the Joint Bookrunners account or the stock account of your designated CCASS Participant will rely on your declarations and representations in deciding as instructed by you in your Application Form on Thursday, 4 July whether or not to make any allotment of any of the Public Offer 2019 or, in the event of a contingency, on any other date as shall be Shares to you and that you may be prosecuted for making a determined by HKSCC or HKSCC Nominees. false declaration; • If you are applying through a designated CCASS Participant • (if the application is made for your own benefit) warrant that (other than a CCASS Investor Participant): For Public Offer no other application has been or will be made for your benefit Shares credited to the stock account of your designated CCASS on a WHITE or YELLOW Application Form or by giving Participant (other than a CCASS Investor Participant), you can electronic application instructions to HKSCC by you or by check the number of Public Offer Shares allotted to you with any one as your agent or by any other person; and that CCASS Participant. • (if you are making the application as an agent for the benefit • If you are applying as a CCASS Investor Participant: The of another person) warrant that (i) no other application has Company expects to publish the results of CCASS Investor been or will be made by you as agent for or for the benefit of Participants’ applications together with the results of the Public that person or by that person or by any other person as agent Offer on the Company’s website at khoongroup.com and for that person on a WHITE or YELLOW Application Form the website of the Stock Exchange at www.hkexnews.hk on or by giving electronic application instructions to HKSCC; Thursday, 4 July 2019. You should check the announcement and (ii) you have due authority to sign the Application Form or published by the Company and report any discrepancies to give electronic application instructions on behalf of that other HKSCC before 5:00 p.m. on Thursday, 4 July 2019 or such other person as their agent. date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Public Offer Shares to your D. Power of attorney stock account, you can check your new account balance via the If your application is made through an authorised attorney, the CCASS Phone System and CCASS Internet System (under the Company and the Joint Bookrunners and their respective agents and procedures contained in HKSCC’s “An Operating Guide for nominees have full discretion to may accept or reject your application Investor Participants” in effect from time to time). HKSCC will at their discretion, and on any conditions they think fit, including also make available to you an activity statement showing the evidence of the attorney’s authority. number of Public Offer Shares credited to your stock account. No receipt will be issued for application money paid. The Company Determination of Offer Price and Allocation of Public Offer will not issue temporary documents of title. Shares The Offer Price is expected to be fixed on or around Tuesday, 25 June Refund of your money 2019. Applicants are required to pay the maximum Offer Price of If you do not receive any Public Offer Shares or if your application HK$0.60 for each Public Offer Share together with 1.0% brokerage, is accepted only in part, the Company will refund to you your 0.0027% SFC transaction levy and 0.005% Stock Exchange trading application monies (including the related 1.0% brokerage, 0.0027% fee. If the Offer Price is not agreed between the Company and the SFC transaction levy and 0.005% Stock Exchange trading fee) Joint Bookrunners (acting for itself and on behalf of the Public Offer without interest. If the Offer Price is less than the maximum Offer Underwriters) on or before Tuesday, 25 June 2019, the Share Offer Price, the Company will refund to you the surplus application monies will not proceed. (including the related 1.0% brokerage, 0.0027% SFC transaction levy Applications for Public Offer Shares will not be processed and and 0.005% Stock Exchange trading fee) without interest. no allotment of any Public Offer Shares will be made until the The refund procedures are stated in the paragraph headed “13. application lists close. Despatch/collection of share certificates and refund monies” in The Company expects to announce the final Offer Price, the level of the section headed “How to apply for Public Offer Shares” of the indication of interest in the Placing, the level of applications under Prospectus. the Public Offer and the basis of allocation of the Public Offer Shares on Thursday, 4 July 2019 on the website of the Stock Exchange at Effect of the information you give to Boardroom Share Registrars www.hkexnews.hk and the Company’s website at khoongroup.com . (HK) Limited Results of allocations in the Public Offer, and the Hong Kong Identity Boardroom Share Registrars (HK) Limited and its related Card/passport/Hong Kong business registration numbers of successful bodies’ corporate, directors, officers, employees and agents applicants (where applicable) will be available on the above websites. (“Representatives”) expressly disclaim and exclude to the maximum The allocation of Offer Shares between the Public Offer and the extent permitted by law any liability for any loss or damage suffered Placing is subject to adjustment as detailed in the section headed or incurred by the applicant or any other person or entity however “Structure and Conditions of the Share Offer – The Public Offer – caused relating in any way to, or connected with, any information Reallocation” in the Prospectus. In particular, the Joint Bookrunners provided by or on behalf of the applicant on or in connection with this (for itself and on behalf of the Public Offer Underwriters) may document or any services provided hereunder, or any other written reallocate Offer Shares from the Placing to the Public Offer to or oral communication provided by or on behalf of the applicant in satisfy valid applications under the Public Offer. In accordance with connection with this document or any services provided hereunder. Guidance Letter HKEX-GL91-18 issued by the Stock Exchange, if This includes, without limitation, any errors or omissions in such such reallocation is done other than pursuant to Practice Note 18 of information however caused, or the Representatives or any other the Listing Rules, the maximum total number of Offer Shares that person or entity placing any reliance on such information or any may be reallocated to the Public Offer following such reallocation documentation, image, recording or reproduction of such information, shall be not more than double the initial allocation to the Public Offer or its accuracy, completeness, currency or reliability. (i.e. 50,000,000 Offer Shares); and the final Offer Price shall be

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央結 算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參 與者股份戶口,請使用本表格

Khoon Group Limited 坤集團有限公司 (於開曼群島註冊成立之有限公司)

股份發售 申請條件 其他人士現時或日後均毋須對並非載於招股章程(及其 甲. 可提出申請的人士 任何補充文件)的任何資料及陳述負責; 1. 閣下及 閣下為其利益提出申請的人士必須年滿18歲並 • 承諾及確認 閣下或 閣下為其利益提出申請的人士 有香港地址。 並無參與配售,亦無申請或接納或表示有意認購(亦不 2. 如 閣下為商號,申請須以個別成員名義提出。 會申請或接納或表示有意認購)配售項下的任何發售股 3. 聯名申請人不得超過四名。 份; 4. 如 閣下為法人團體,申請須經獲正式授權人員簽署, • 同意 在本公司、香港股份過戶登記分處、收款銀行、獨 並註明其所屬代表身份及蓋上公司印鑑。 家保薦人、聯席賬簿管理人、聯席牽頭經辦人、公開發 5. 閣下必須身處美國境外,並非美國籍人士(定義見美國 售包銷商及╱或彼等各自的顧問及代理提出要求時, 證券法S規例),亦非中國法人或自然人。 向彼等披露其所要求提供有關 閣下及 閣下為其利益 6. 除上市規則批准外,下列人士概不得申請認購任何公開 提出申請的人士的任何個人資料; 發售股份: • 如香港境外任何地方的法例適用於 閣下的申請,則 • 本公司及╱或其任何附屬公司股份的現有實益擁 意及保證 閣下已遵守所有有關法例,且本公司、獨家 有人; 保薦人、聯席賬簿管理人、聯席牽頭經辦人、公開發售 • 本公司及╱或其任何附屬公司的董事或行政總裁; 包銷商及彼等各自的任何高級職員或顧問概不會因接 • 本公司的關連人士(定義見上市規則)或緊隨股份 納 閣下的購買要約,或 閣下在招股章程及本申請表 發售完成後成為本公司關連人士的人士; 格所載的條款及條件項下的權利及責任所引致的任何行 • 上述任何人士的聯繫人(定義見上市規則);或 動,而違反香港境外的任何法例; • 根據配售已獲分配或已申請或表示有意申請認購任 • 同意 閣下的申請一經接納,即不得因無意的失實陳述 何配售股份的人士。 而撤銷; • 同意 閣下的申請受香港法例規管; 乙. 如 閣下為代名人聲明、保證及承諾 (i) 閣下明白公開發售股份不曾亦不 閣下作為代名人可提交超過一份公開發售股份申請,方法 會根據美國證券法登記;及(ii) 閣下及 閣下為其利 :(i)透過中央結算及交收系統(「 中央結算系統 」)向香港 益申請公開發售股份的任何人士均身處美國境外(定義 結算發出 電子認購指示 (如 閣下為中央結算系統參與者); 見S規例),或屬S規例第902條第(h)(3)段所述的人士; 或(ii)使用 白色黃色 申請表格以自身名義代表不同的實益擁 • 保證 閣下提供的資料真實及準確; 有人提交超過一份申請。 • 同意 接納所申請數目或根據申請分配予 閣下但數目較 少的公開發售股份; 丙. 填交本申請表格的效用授權 本公司將香港結算代理人的名稱列入本公司股東名 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 冊,作為 閣下獲分配的任何公開發售股份的持有人, 人,即各人共同及個別)代表 閣下本身,或作為 閣下代 並授權本公司及╱或其代理將任何股票存入中央結算 其行事的每位人士的代理或代名人: 系統及╱或以普通郵遞方式按申請所示地址向 閣下 • 承諾 簽立所有相關文件並指示及授權本公司及╱或 或聯名申請排名首位的申請人發送任何退款支票,郵誤 作為本公司代理的聯席賬簿管理人(或其代理或代名 風險由 閣下承擔,除非 閣下已合資格親身領取退款 人),為按照組織章程細則的規定將 閣下獲分配的任 支票; 何公開發售股份以香港結算代理人名義登記而代表 閣 • 同意 獲配發的股份是以香港結算代理人的名義發行,並 下簽立任何文件及代 閣下進行一切必需事宜; 直接存入中央結算系統,以便寄存於 閣下的投資者戶 • 同意 遵守公司法、公司條例、公司(清盤及雜項條文) 口持有人股份戶口或 閣下的指定中央結算系統參與者 條例及組織章程大綱及細則; 股份戶口;

  • 同意 遵守公司法、公司條例、公司(清盤及雜項條文) 條例及組織章程大綱及細則;

  • 同意 香港結算及香港結算代理人各自保留權利(1)不接納 以香港結算代理人名義發行的該等獲配發的任何或部分 股份,或不接納該等獲配發的股份存入中央結算系統; (2)促使該等獲配發的股份從中央結算系統提取,並轉 入 閣下名下,有關風險及費用概由 閣下自行承擔; 及(3)促使該等獲配發的股份以 閣下名義發行(或如屬 聯名申請人,則以排名首位申請人的名義發行),而在 此情況下,會以普通郵遞方式將該等獲配發股份的股票 寄往 閣下在申請表格上所示地址(郵誤風險概由 閣 下自行承擔)或提供該等股票予 閣下領取;

  • 確認 閣下已細閱招股章程及本申請表格所載的條款及 條件以及申請程序,並同意受其約束;

  • 確認 閣下已接獲及細閱招股章程,提出申請時亦僅依 據招股章程載列的資料及陳述,而除招股章程任何補充 文件外,不會依賴任何其他資料或陳述;

  • 確認 閣下知悉招股章程內有關股份發售的限制;

  • 同意 本公司、獨家保薦人、聯席賬簿管理人、聯席牽頭 經辦人、公開發售包銷商、彼等各自的董事、高級職 員、僱員、合夥人、代理、顧問及參與股份發售的任何

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央結 算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參 與者股份戶口,請使用本表格

定為招股章程所列的指示發售價範圍的下限(即每股發 售股份0.50港元)。。

  • 同意 香港結算及香港結算代理人均可調整獲配發以香港 結算代理人名義發行的股份數目;

  • 同意 香港結算及香港結算代理人對招股章程及本申請表 格未有載列的資料及陳述概不負責;

如 閣下成功申請認購公開發售股份(全部或部分)

如 閣下的申請全部或部分獲接納, 閣下的股票(前提是到 2019年7月5日(星期五)上午八時正公開發售已成為無條件 而並無終止,股票成為有效的所有權證明)將以香港結算代 理人名義發出,並按 閣下在申請表格的指示於2019年7月2019年7月年7月7月月 4日(星期四)或在特別情況下由香港結算或香港結算代理人日(星期四)或在特別情況下由香港結算或香港結算代理人 釐定的任何其他日期直接存入中央結算系統,寄入 閣下的 中央結算系統投資者戶口持有人股份戶口或 閣下指定的中 央結算系統參與者股份戶口。

  • 同意 香港結算及香港結算代理人概不以任何方式對 閣 下負責;

聲明及表示 此乃 閣下為 閣下本身或 閣下為其利益 理人名義發出,並按 閣下在申請表格的指示於2019年7月2019年7月年7月7月月 提出申請的人士提出及擬提出的唯一申請; 4日(星期四)或在特別情況下由香港結算或香港結算代理人日(星期四)或在特別情況下由香港結算或香港結算代理人 • 明白 本公司及聯席賬簿管理人將依據 閣下的聲明及陳 釐定的任何其他日期直接存入中央結算系統,寄入 閣下的 述而決定是否向 閣下配發任何公開發售股份, 閣下 中央結算系統投資者戶口持有人股份戶口或 閣下指定的中 如作出虛假聲明,可能會被檢控; 央結算系統參與者股份戶口。 • (如本申請是為 閣下本身的利益提出) 保證 閣下或 • 如 閣下透過中央結算系統投資者戶口持有人以外的指 作為 閣下代理的任何人士或任何其他人士不曾亦不會 定中央結算系統參與者提出申請:公開發售股份將存 為 閣下的利益而以 白色黃色 申請表格或向香港結算 入 閣下指定的中央結算系統參與者(非中央結算系統 發出 電子認購指示 而提出其他申請;及 投資者戶口持有人)股份戶口, 閣下可向該中央結算 • (如 閣下作為代理為另一人士的利益提出申請) 保證 系統參與者查詢 閣下獲配發的公開發售股份數目。 (i) 閣下(作為代理或為該人士利益)或該人士或任何 • 如 閣下以中央結算系統投資者戶口持有人身份提出申 其他作為該人士代理的人士不曾亦不會以 白色黃色 申 請:本公司預期於2019年7月4日(星期四)在本公司網 請表格或向香港結算發出 電子認購指示 而提出其他申 站 khoongroup.com 及聯交所網站 www.hkexnews.hk 刊 登中央結算系統投資者戶口持有人的申請結果及公開發 請;及(ii) 閣下獲正式授權作為該人士的代理代為簽 。 售的結果。 閣下應查閱本公司刊發的公告,如有任何 署申請表格或發出 電子認購指示 資料不符,請於2019年7月4日(星期四)或香港結算或 香港結算代理人釐定的任何其他日期下午五時正前知會 丁. 授權書 香港結算。緊隨公開發售股份存入 閣下的股份戶口 如 閣下透過授權人士提出申請,本公司及聯席賬簿管理人 後, 閣下即可透過「結算通」電話系統及中央結算系統 以及彼等各自的代理人及代名人可按其認為合適的任何條件 互聯網系統(根據香港結算不時生效的投資者戶口操作 (包括出示獲授權證明)酌情接納或拒絕 閣下的申請。 簡介所載程序)查詢 閣下的新戶口結餘。香港結算亦 將向 閣下提供一份活動結單,列出存入 閣下股份戶 釐定發售價及公開發售股份的分配 口的公開發售股份數目。 預期發售價於2019年6月25日(星期二)或前後釐定。申請人 本公司不會就申請時繳付的款項發出收據,亦不會發出臨時 須繳付每股公開發售股份0.60港元的最高發售價,另加1.0% 所有權文件。 經紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易 費。倘若本公司與聯席賬簿管理人(為其本身及代表公開發 退回款項 售包銷商行事)並無於2019年6月25日(星期二)或之前協定 若 閣下未獲分配任何公開發售股份或申請僅部分獲接 納,本公司將不計利息退回 閣下的申請股款(包括相關的 發售價,股份發售將不會進行。 1.0%經紀佣金、0.0027%證監會交易徵費及0.005%聯交所 截止登記認購申請前概不處理公開發售股份的申請或配發任 交易費)。如最終釐定的發售價低於最高發售價,本公司將 何公開發售股份。 不計利息退回多收申請股款(包括相關的1.0%經紀佣金、 本公司預期於2019年7月4日(星期四)在聯交所網站 0.0027%證監會交易徵費及0.005%聯交所交易費)。 www.hkexnews.hk 及本公司網站 khoongroup.com 公佈最終發 有關退款程序載於招股章程「如何申請公開發售股份」一節 售價、配售踴躍程度、公開發售的申請情況及公開發售股份 「13.寄發╱領取股票及退回股款」一段。 分配基準。公開發售的分配結果以及成功申請人的香港身份 證╱護照╱香港商業登記號碼(如適用)亦同於上述網站公 閣下提供給寶德隆證券登記有限公司的資訊的有關影響 佈。 寶德隆證券登記有限公司和其有關連的法人團體、董事、高

寶德隆證券登記有限公司和其有關連的法人團體、董事、高 級人員、僱員及代理人(「代表」)在法律所容許的最大限度 內明確卸棄及免除在任何方面與申請人或代表申請人在此文 件提供的或與此文件或在此文件下提供的任何服務相關的任 何資料,或任何申請人或代表申請人提供與此文件或在此文 件下提供的任何服務相關的任何其他書面或口頭通訊,有關 或相關由申請人或任何其他人士或實體所遭受或招致不論如 何造成的任何損失或損害的任何法律責任。此包括,但不限 於,該等資料中不論如何造成的任何錯誤或遺漏,或代表或 任何其他人士或實體對該等資料或任何該等資料的文件記 錄、影像、記錄或複製品作出的任何依據,或其準確性、完 整性、合時性或可靠性。

在公開發售與配售之間作出的發售股份分配可根據招股章 程「股份發售的架構及條件-公開發售-重新分配」一節所 詳述者予以調整。具體而言,聯席賬簿管理人(為其本身及 代表公開發售包銷商)可將發售股份自配售重新分配至公開 發售以滿足公開發售的有效申請。根據聯交所發出的指引信 HKEX-GL91-18,倘上述重新分配並非根據《上市規則》第 18項應用指引而作出,則於該重新分配後可能重新分配至公 開發售的發售股份總數最多不得超過向公開發售所作之最初 分配的一倍(即50,000,000股發售股份);及最終發售價將

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Personal Data

Personal Information Collection Statement

Personal Information Collection Statement 3. Transfer of personal data This Personal Information Collection Statement informs Personal data held by the Company and the Hong Kong the applicant for, and holder of, Public Offer Shares, of the Branch Share Registrar relating to the securities holders policies and practices of the Company and the Hong Kong will be kept confidential but the Company and the Hong Branch Share Registrar in relation to personal data and the Kong Branch Share Registrar may, to the extent necessary Personal Data (Privacy) Ordinance (Chapter 486 of the Laws for achieving any of the above purposes, disclose, obtain or of Hong Kong) (the “ Ordinance ”). transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following: 1. Reasons for the collection of your personal data • the Company’s appointed agents such as financial It is necessary for applicants and registered holders of advisers, receiving banks and overseas principal share securities to supply correct personal data to the Company or registrar; its agents and the Hong Kong Branch Share Registrar when • where applicants for securities request a deposit into applying for securities or transferring securities into or out CCASS, HKSCC or HKSCC Nominees, who will use of their names or in procuring the services of the Hong Kong the personal data for the purposes of operating CCASS; Branch Share Registrar. • any agents, contractors or third-party service providers Failure to supply the requested data may result in your who offer administrative, telecommunications, application for securities being rejected, or in delay or computer, payment or other services to the Company or the inability of the Company or the Hong Kong Branch the Hong Kong Branch Share Registrar in connection Share Registrar to effect transfers or otherwise render their with their respective business operation; services. It may also prevent or delay registration or transfers • the Stock Exchange, the SFC and any other statutory of the Public Offer Shares which you have successfully regulatory or governmental bodies or otherwise as applied for and/or the despatch of share certificate(s) and/or required by laws, rules or regulations; and refund cheque(s) to which you are entitled. • any persons or institutions with which the securities’ It is important that securities holders inform the Company holders have or propose to have dealings, such as their and the Hong Kong Branch Share Registrar immediately of bankers, solicitors, accountants or stockbrokers, etc. any inaccuracies in the personal data supplied. 4. Retention of personal data 2. Purposes The Company and the Hong Kong Branch Share Registrar The personal data of the securities holders may be used, will keep the personal data of the applicants and holders of held, processed, and/or stored (by whatever means) for the securities for as long as necessary to fulfil the purposes for following purposes: which the personal data were collected. Personal data which • processing your application and refund cheque where is no longer required will be destroyed or dealt with in applicable, verification of compliance with the terms accordance with the Ordinance. and application procedures set out in this Application Form and the Prospectus and announcing results of 5. Access to and correction of personal data allocation of the Public Offer Shares; Securities holders have the right to ascertain whether the • compliance with applicable laws and regulations in Company or the Hong Kong Branch Share Registrar hold Hong Kong and elsewhere; their personal data, to obtain a copy of that data, and to • registering new issues or transfers into or out of correct any data that is inaccurate. The Company and the the names of securities’ holders including, where Hong Kong Branch Share Registrar have the right to charge applicable, HKSCC Nominees; a reasonable fee for the processing of such requests. • maintaining or updating the register of securities’ holders of the Company; All requests for access to data or correction of data should • verifying securities holders’ identities; be addressed to us, at our registered address disclosed in the • establishing benefit entitlements of securities’ holders section headed “Corporate information”of the Prospectus of the Company, such as dividends, rights issues, bonus or as notified from time to time, for the attention of the issues, etc.; company secretary, or the Hong Kong Branch Share Registrar • distributing communications from the Company and its for the attention of the privacy compliance officer.

The personal data of the securities holders may be used, held, processed, and/or stored (by whatever means) for the following purposes:

  • processing your application and refund cheque where applicable, verification of compliance with the terms accordance with the Ordinance. and application procedures set out in this Application Form and the Prospectus and announcing results of 5. Access to and correction of personal data allocation of the Public Offer Shares;

  • compliance with applicable laws and regulations in Hong Kong and elsewhere;

  • • registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;

  • • maintaining or updating the register of securities’ holders of the Company;

  • distributing communications from the Company and its subsidiaries;

  • compiling statistical information and securities’ holders profiles;

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

  • disclosing relevant information to facilitate claims on entitlements; and

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators and/ or any other purposes to which the securities’ holders may from time to time agree.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央結 算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參 與者股份戶口,請使用本表格

個人資料

個人資料收集聲明

3. 轉交個人資料

此項個人資料收集聲明是向公開發售股份的申請 本公司及香港股份過戶登記分處所持有關證券持 人和持有人說明有關本公司及香港股份過戶登記 有人的個人資料將會保密,但本公司及香港股 分處有關個人資料和香港法例第486章個人資料 份過戶登記分處可以在為達到上述任何目的之必 (私隱)條例(「 條例 」)方面的政策和慣例。 要情況下,向、從或聯同下列任何人士或機構披 露、獲取或轉交(無論在香港境內或境外)有關 1. 收集 閣下個人資料的原因 個人資 料: 證券申請人及登記持有人以本身名義申請證券或 • 本公司委任的代理,例如財務顧問、收款銀 轉讓或受讓證券時或尋求香港股份過戶登記分處 行和主要海外股份過戶登記處; 的服務時,必須向本公司或其代理人及香港股份 • (如證券申請人要求將證券存入中央結算系 過戶登記分處提供準確個人資料。 統)香港結算或香港結算代理人,彼等將會 未能提供所要求的資料可能導致 閣下申請證券 就中央結算系統的運作使用有關個人資料; 被拒或延遲,或本公司或香港股份過戶登記分處 • 向本公司或香港股份過戶登記分處提供與其 無法落實轉讓或以其他方式提供服務。此舉亦可 各自業務營運有關的行政、電訊、電腦、付 能妨礙或延遲登記或轉讓 閣下成功申請的公開 款或其他服務的任何代理、承建商或第三方 發售股份及╱或寄發 閣下應得的股票及╱或 服務供應商; 退款支票。 • 聯交所、證監會及任何其他法定監管機關或 重要提示:證券持有人所提供的個人資料如有任 政府部門或遵照其他法例、規則或法規;及 何錯誤,須立即通知本公司及香港股份過戶登記 • 證券持有人與其進行或擬進行交易的任何人 分處。 士或機構,例如彼等的銀行、律師、會計師 或股票經紀等。 2. 目的 證券持有人的個人資料可以任何方式使用、持 4. 個人資料的保留 有、處理及╱或保存,以作下列用途: 本公司及香港股份過戶登記分處將按收集個人資 • 處理 閣下的申請及退款支票(如適用)、核 料所需的用途保留證券申請人及持有人的個人資 實是否符合本申請表格及招股章程載列的條 料。無需保留的個人資料將會根據條例銷毀或處 款和申請程序以及公佈公開發售股份的分配 理。 結果; • 遵守香港及其他地區的適用法律及法規; 5. 查閱和更正個人資料 • 以證券持有人(包括香港結算代理人(如適 證券持有人有權確定本公司或香港股份過戶登記 用))的名義登記新發行證券或轉讓或受讓證 分處是否持有其個人資料,並有權索取有關該資 券; 料的副本並更正任何不準確資料。本公司和香港 • 存置或更新本公司證券持有人的名冊; 股份過戶登記分處有權就處理任何查閱資料的要 • 核實證券持有人的身份; 求收取合理費用。 • 確定本公司證券持有人的受益權利,例如股 所有查閱資料或更正資料的要求應按招股章程 息、供股和紅股等; 「公司資料」一節所披露或不時通知的本公司註冊

所有查閱資料或更正資料的要求應按招股章程 「公司資料」一節所披露或不時通知的本公司註冊 地址送交公司秘書,或向香港股份過戶登記分處 的個人資料私隱事務主任提出。

  • 分發本公司及其附屬公司的通訊;

  • 編製統計數據和證券持有人資料;

  • 披露有關資料以便就權益索償;及

  • 與上述有關的任何其他附帶或相關目的及╱ 或使本公司及香港股份過戶登記分處能履行 對證券持有人及╱或監管機構承擔的責任 及╱或證券持有人不時同意的任何其他目 的。

閣下簽署申請表格或向香港結算發出電子認購指

示,即表示同意上述各項。

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