KFin Technologies Limited — Audit Report / Information 2026

May 21, 2026

KFINTECH LABARIATING & TECHNOLOGY CENTER

Tel. No: +91 22 4962 0337

Email ID: compliance.corp@kfintech.com

Website: https://www.kfintech.com

May 21, 2026

CS&G/STX/JQ2026/22

1) National Stock Exchange of India Limited
Exchange Plaza, C-1, Block G,
Bandra Kurla Complex, Bandra (E),
Mumbai – 400 051
Scrip Symbol: KFINTECH

2) BSE Limited
Phiroze Jeejeebhoy Towers,
Dalal Street,
Mumbai – 400 001
Scrip Code: 543720

Sub. : Annual Secretarial Compliance Report for the Financial Year 2025-26

Ref. : Regulation 24A of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“LODR Regulations”)

Dear Sir / Madam,

Pursuant to Regulation 24A and other applicable provisions of the LODR Regulations, please find enclosed herewith the Annual Secretarial Compliance Report of the Company for the Financial Year 2025-26.

This is for your information and records.

Thanking you,

Yours faithfully,

For KFin Technologies Limited

ALPANA
UTTAM
KUNDU
Digitally signed by
ALPANA UTTAM
KUNDU
Date: 2026.03.21
16:27:04 +05'00'

Alpana Kundu
Company Secretary and Compliance Officer
ICSI Membership No.: F10191

Encl.: a/a

KFin Technologies Limited

Registered Office:
301, The Centrium, 3rd Floor, 57, Lal Bahadur Shastri Road, Nav Pada,
Kurla (West), Mumbai – 400070, Maharashtra.
CIN: L72400MH2017PLC444072

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DVRao & ASSOCIATES

Date: 14-05-2026

To,

The Board of Directors

KFin Technologies Limited

Mumbai

Dear Sir/Madam,

Sub: Annual Secretarial Compliance Report for the Financial Year ended 31st March, 2026

I have been engaged by M/s. KFin Technologies Limited (hereinafter referred to as the “Company”) bearing CIN: L72400MH2017PLC444072 whose Equity Shares are listed on National Stock Exchange of India Limited (NSE) and BSE Limited (BSE) to conduct an Audit in terms of Regulation 24A of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 as amended and read with SEBI’s Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026 and to issue the Annual Secretarial Compliance Report thereon.

It is the responsibility of the management of the Company records, devise proper systems to ensure Compliance with the provisions of all the applicable SEBI Regulations and Circulars/Guidelines issued thereunder from time to time and to ensure that the systems are adequate and are operating effectively.

My responsibility is to verify Compliance by the Company with the provisions of all applicable SEBI Regulations and Circulars/Guidelines issued from time to time and issue a Report thereon.

My Audit was conducted in accordance with Guidance Note on Annual Secretarial Compliance Report issued by the Institute of Company Secretaries of India (ICSI) and in a manner which involves such examinations and verifications considered and necessary and adequate for the said purpose. The Annual Secretarial Compliance report is attached herewith.

For D V Rao & Associates

Company Secretaries

CS Devaki Vasudeva Rao

Practicing Company Secretary

CS # 8888 | COP # 12123

Peer Review No:2132/2022

UDIN: F008888H000359942

DS

D V RAO & ASSOCIATES COMPANY SECRETARIES

Plot No.54, Sri Sai Residency, Mega Hills, Madhapur, Hyderabad, Telangana – 500 081

+91 40 6574 8999 | +91 9989 345 999 | info@dvraoassociates.com

www.dvraoassociates.com

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SECRETARIAL COMPLIANCE REPORT OF KFIN TECHNOLOGIES LIMITED FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2026

(Pursuant to Regulation 24A of SEBI (LODR) Regulations, 2015)

I, Devaki Vasudeva Rao, Practicing Company Secretary have examined:

a) all the documents and records made available to us and explanations provided by KFin Technologies Limited (“the listed entity”);
b) the filings/submissions made by the listed entity to the Stock Exchanges;
c) website of the listed entity;
d) any other document/filing, as may be relevant, which has been relied upon to make this Certification.

for the financial year ended 31st March, 2026 in respect of Compliance with the provisions of:

a) The Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the Regulations, Circulars, Guidelines issued thereunder; and
b) The Securities Contracts (Regulation) Act, 1956 (“SCRA”) and the rules made thereunder and the Regulations, Circulars, Guidelines issued thereunder by the Securities and Exchange Board of India (“SEBI”);

The specific Regulations whose provisions and the Circulars/ Guidelines issued thereunder, have been examined, include:

a) The Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015;
b) The Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018;
c) The Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011;
d) The Securities and Exchange Board of India (Buy-back of Securities) Regulations, 2018 - Not Applicable for the period;
e) The Securities and Exchange Board of India (Share Based Employees Benefits and Sweat Equity) Regulations, 2021;
f) The Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021 - Not Applicable for the period;
g) The Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015;
h) The Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 2025, regarding the Companies Act and dealing with client;
i) The Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018;

and circulars/ guidelines issued thereunder.

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and based on the above examination, I hereby report that, during the Review Period:

a) The listed entity has complied with the provisions of the above Regulations and circulars/ guidelines issued thereunder, except in respect of matters specified below:-

Sr. No.	Compliance Requirement (Regulations/ circulars/ guidelines including specific clause)	Regulation/ Circular No.	Deviati- ons	Action Taken by	Type of Action	Details of Violation	Fine Amount	Observations / Remarks of the Practicing Company Secretary	Management Response	Remarks
Not applicable

b) The listed entity has taken the following actions to comply with the observations made in previous reports:

Sr. No.	Observations/ Remarks of the Practicing Company Secretary in the previous reports	Observations made in the secretarial compliance report for the year ended 31st March, 2026	Compliance Requirement (Regulations/circulars/guidelines including specific clause)	Details of violation / deviations and actions taken / penalty imposed, if any, on the listed entity	Remedial actions, if any, taken by the listed entity	Comments of the PCS on the actions taken by the listed entity
Not applicable

c) I hereby report that, during the review period the compliance status of the listed entity with the following requirements:

Sr. No.	Particulars	Compliance Status (Yes/No/NA)	Observations/ Remarks by PCS
1.	Secretarial Standards: The compliances of the listed entity are in accordance with the applicable Secretarial Standards (SS) issued by the Institute of Company Secretaries India (ICSI).	Yes	None
2.	Adoption and timely updation of the Policies:
• All applicable policies under SEBI Regulations are adopted with the approval of Board of Directors of the listed entities.
• All the policies are in conformity with SEBI Regulations and have been reviewed & timely updated as per the regulations /circulars/ guidelines issued by SEBI.	Yes
Yes	None
None

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| 3. | Maintenance and disclosures on Website:
• The Listed entity is maintaining a functional website.
• Timely dissemination of the documents/information under a separate section on the website
• Web-links provided in annual corporate governance reports under Regulation 27(2) are accurate and specific which re-directs to the relevant document(s)/ section of the Website | Yes | None |
| --- | --- | --- | --- |
| | | Yes | None |
| | | Yes | None |
| 4. | Disqualification of Director(s):
None of the Director of the Company are disqualified under Section 164 of Companies Act, 2013, as confirmed by the listed entity | Yes | None |
| 5. | Details related to Subsidiaries of listed entities:
a) Identification of material subsidiary companies
b) Requirements with respect to disclosure of material as well as other subsidiaries | Not Applicable | The Company does not have any material Subsidiary. |
| | | Yes | None |
| 6. | Preservation of Documents:
The listed entity is preserving and maintaining records as prescribed under SEBI Regulations and disposal of records as per Policy of Preservation of Documents and Archival policy prescribed under SEBI LODR Regulations, 2015. | Yes | None |
| 7. | Performance Evaluation:
The listed entity has conducted performance evaluation of the Board, Independent Directors and the Committees at the start of every financial year as prescribed in SEBI Regulations. | Yes | None |
| 8. | Related Party Transactions:
a) The listed entity has obtained prior approval of Audit Committee for all Related Party Transactions
b) In case no prior approval obtained, the listed entity shall provide detailed reasons along with confirmation whether the transactions were subsequently approved/ ratified/ rejected by the Audit Committee | Yes | None |
| | | Not Applicable | - |
| 9. | Disclosure of events or information:
The listed entity has provided all the required disclosure(s) under Regulation 30 along with Schedule III of SEBI LODR Regulations, 2015 within the time limits prescribed thereunder. | Yes | None |

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| 10. | Prohibition of Insider Trading:
The listed entity is in compliance with Regulation 3(5) & 3(6) of SEBI (Prohibition of Insider Trading) Regulations, 2015 | Yes | None |
| --- | --- | --- | --- |
| 11. | Actions taken by SEBI or Stock Exchange(s), if any:
No Action(s) has been taken against the listed entity/ its promoters/ directors/ subsidiaries either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various circulars) under SEBI Regulations and circulars/ guidelines issued thereunder | Not Applicable | - |
| 12. | Resignation of statutory auditors from the listed entity or its material subsidiaries
In case of resignation of statutory auditor from the listed entity or any of its material subsidiaries during the financial year, the listed entity and / or its material subsidiary(ies) has / have complied with paragraph 6.1 and 6.2 of section V-D of chapter V of the Master Circular on compliance with the provisions of the LODR Regulations by listed entities | Not Applicable | - |
| 13. | No additional non-compliances observed:
No additional non-compliance observed for any of the SEBI regulation/circular/ guidance note etc. | Not Applicable | - |

I further, report that the listed entity is in compliance with the disclosure requirements of Employee Benefit Scheme Documents in terms of Regulation 46(2)(za) of the LODR Regulations.

For D V Rao & Associates
Company Secretaries

Place: Hyderabad
Date: 14-05-2026

CS Devaki Vasudeva Rao
Practicing Company Secretary
CS # F8888 | COP # 12123
Peer Review No:2132/2022
UDIN: F008888H000359942

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Assumptions & Limitation of scope and Review:

1. Compliance of the applicable laws and ensuring the authenticity of documents and information furnished, are the responsibilities of the management of the listed entity.

2. Our responsibility is to report based upon our examination of relevant documents and information. This is neither an audit nor an expression of opinion.

3. We have not verified the correctness and appropriateness of Financial Records and Books of Accounts of the listed entity.

4. This Report is solely for the intended purpose of compliance in terms of Regulation 24A (2) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and is neither an assurance as to the future viability of the listed entity nor of the efficacy or effectiveness with which the management has conducted the affairs of the listed entity.

For D V Rao & Associates

Company Secretaries

Place: Hyderabad
Date: 14-05-2026

CS Devaki Vasudeva Rao
Practicing Company Secretary
CS # F8888 | COP # 12123
Peer Review No:2132/2022
UDIN: F008888H000359942

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