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Keysight Technologies, Inc. — Director's Dealing 2020
Jun 1, 2020
10513_dirs_2020-06-01_6f119e4a-4928-4e80-8aae-6c34baa36237.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Keysight Technologies, Inc. (KEYS)
CIK: 0001601046
Period of Report: 2020-05-28
Reporting Person: Dougherty Neil (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-28 | Common Stock | M | 51026 | $31 | Acquired | 143801.39 | Direct |
| 2020-05-28 | Common Stock | S | 51026 | $105.2216 | Disposed | 92775.39 | Direct |
| 2020-05-28 | Common Stock | M | 28348 | $29.83 | Acquired | 121123.39 | Direct |
| 2020-05-28 | Common Stock | S | 28348 | $105.2622 | Disposed | 92775.39 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-28 | Employee Stock Option (Right to Buy) | $31.0 | M | 51026 | Disposed | 2024-11-17 | Common Stock (51026.0) | Direct |
| 2020-05-28 | Employee Stock Option (Right to Buy) | $29.83 | M | 28348 | Disposed | 2023-11-19 | Common Stock (28348.0) | Direct |
Footnotes
F1: Includes 245.339 shares acquired in an Employee Stock Purchase Plan under Section 423 of The Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
F2: Average weighted price is $105.2216, with a range from $102.96 to $107.185.
F3: Average weighted price is $105.2622, with a range from $102.99 to $107.13.
F4: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
F5: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.