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Keysight Technologies, Inc. Director's Dealing 2020

Jun 1, 2020

10513_dirs_2020-06-01_6f119e4a-4928-4e80-8aae-6c34baa36237.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Keysight Technologies, Inc. (KEYS)
CIK: 0001601046
Period of Report: 2020-05-28

Reporting Person: Dougherty Neil (SVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-28 Common Stock M 51026 $31 Acquired 143801.39 Direct
2020-05-28 Common Stock S 51026 $105.2216 Disposed 92775.39 Direct
2020-05-28 Common Stock M 28348 $29.83 Acquired 121123.39 Direct
2020-05-28 Common Stock S 28348 $105.2622 Disposed 92775.39 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-28 Employee Stock Option (Right to Buy) $31.0 M 51026 Disposed 2024-11-17 Common Stock (51026.0) Direct
2020-05-28 Employee Stock Option (Right to Buy) $29.83 M 28348 Disposed 2023-11-19 Common Stock (28348.0) Direct

Footnotes

F1: Includes 245.339 shares acquired in an Employee Stock Purchase Plan under Section 423 of The Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

F2: Average weighted price is $105.2216, with a range from $102.96 to $107.185.

F3: Average weighted price is $105.2622, with a range from $102.99 to $107.13.

F4: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.

F5: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.