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KEYCORP /NEW/ Director's Dealing 2024

Feb 22, 2024

30283_dirs_2024-02-21_26522314-f381-4480-bbf2-edd6769770e3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2024-02-16

Reporting Person: Gavrity Kenneth C (Head of Commercial Bank)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-16 Common Shares M 2376 $12.92 Acquired 100496 Direct
2024-02-16 Common Shares S 2376 $14.03 Disposed 98120 Direct
2024-02-17 Common Shares M 13902 Acquired 112022 Direct
2024-02-17 Common Shares F 4824 $14.07 Disposed 107197 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-02-16 Option to Buy $12.92 M 2376 Disposed 2024-02-17 Common Shares (2376) Direct
2024-02-16 Restricted Stock Units $ A 25586 Acquired Common Shares (25586) Direct
2024-02-16 Option to Buy $15.48 A 34985 Acquired 2034-02-16 Common Shares (34985) Direct
2024-02-17 Restricted Stock Units $ M 3095 Disposed Common Shares (3095) Direct
2024-02-17 Restricted Stock Units $ M 3184 Disposed Common Shares (3184) Direct
2024-02-17 Restricted Stock Units $ M 2588 Disposed Common Shares (2588) Direct
2024-02-17 Restricted Stock Units $ M 5036 Disposed Common Shares (5036) Direct

Footnotes

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2: This option vested in four equal annual installments ending on February 17, 2018.

F3: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F4: The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025.

F5: These restricted stock units, granted on February 17, 2020, vested in four equal annual installments ending on February 17, 2024.

F6: Includes approximately 206 dividend-equivalent restricted stock units accrued between March and December 2023.

F7: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F8: Includes approximately 424 dividend-equivalent restricted stock units accrued between March and December 2023.

F9: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F10: Includes approximately 517 dividend-equivalent restricted stock units accrued between March and December 2023.

F11: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F12: Includes approximately 1,343 dividend-equivalent restricted stock units accrued between March and December 2023.