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KEYCORP /NEW/ — Director's Dealing 2023
Feb 22, 2023
30283_dirs_2023-02-22_8ea3e544-272a-4b16-a494-738bb7d5c7c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2023-02-17
Reporting Person: Alexander Victor B (Head of Consumer Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-17 | Common Shares | M | 10572 | — | Acquired | 110761 | Direct |
| 2023-02-17 | Common Shares | F | 3305 | $19.15 | Disposed | 107446 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-17 | Restricted Stock Units | $ | M | 3553 | Disposed | Common Shares (3553.0) | Direct | |
| 2023-02-17 | Restricted Stock Units | $ | M | 3396 | Disposed | Common Shares (3396.0) | Direct | |
| 2023-02-17 | Restricted Stock Units | $ | M | 3622 | Disposed | Common Shares (3622.0) | Direct | |
| 2023-02-17 | Restricted Stock Units | $ | A | 18798 | Acquired | Common Shares (18798.0) | Direct | |
| 2023-02-17 | Option to Buy | $21.07 | A | 28368 | Acquired | 2033-02-17 | Common Shares (28368.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 9251 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as of February 13, 2023.
F3: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.
F4: Includes approximately 146 dividend-equivalent restricted stock units accrued between March and December 2022.
F5: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F6: Includes approximately 418 dividend-equivalent restricted stock units accrued between March and December 2022.
F7: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F8: Includes approximately 595 dividend-equivalent restricted stock units accrued between March and December 2022.
F9: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F10: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.