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KEYCORP /NEW/ — Director's Dealing 2023
Feb 22, 2023
30283_dirs_2023-02-22_72cc5d84-8feb-42dd-a518-5310828f1e7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2023-02-17
Reporting Person: Gorman Christopher M. (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-17 | Common Shares | M | 58938 | — | Acquired | 965704 | Direct |
| 2023-02-17 | Common Shares | F | 18898 | $19.15 | Disposed | 946806 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-17 | Restricted Stock Units | $ | M | 18950 | Disposed | Common Shares (18950.0) | Direct | |
| 2023-02-17 | Restricted Stock Units | $ | M | 18254 | Disposed | Common Shares (18254.0) | Direct | |
| 2023-02-17 | Restricted Stock Units | $ | M | 21735 | Disposed | Common Shares (21735.0) | Direct | |
| 2023-02-17 | Restricted Stock Units | $ | A | 109660 | Acquired | Common Shares (109660.0) | Direct | |
| 2023-02-17 | Option to Buy | $21.07 | A | 165484 | Acquired | 2033-02-17 | Common Shares (165484.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 4455 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as February 13, 2023.
F3: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.
F4: Includes approximately 778 dividend-equivalent restricted stock units accrued between March and December 2022.
F5: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F6: Includes approximately 2,249 dividend-equivalent restricted stock units accrued between March and December 2022.
F7: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F8: Includes approximately 3,570 dividend-equivalent restricted stock units accrued between March and December 2022.
F9: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F10: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.