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KEYCORP /NEW/ — Director's Dealing 2023
Feb 22, 2023
30283_dirs_2023-02-22_8992e0f8-8d77-417d-99c6-0c3484af1765.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2023-02-17
Reporting Person: Midkiff Mark W (Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-17 | Common Shares | M | 17066 | — | Acquired | 78268 | Direct |
| 2023-02-17 | Common Shares | F | 5314 | $19.15 | Disposed | 72954 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-17 | Restricted Stock Units | $ | M | 7445 | Disposed | Common Shares (7445.0) | Direct | |
| 2023-02-17 | Restricted Stock Units | $ | M | 5094 | Disposed | Common Shares (5094.0) | Direct | |
| 2023-02-17 | Restricted Stock Units | $ | M | 4528 | Disposed | Common Shares (4528.0) | Direct | |
| 2023-02-17 | Restricted Stock Units | $ | A | 23498 | Acquired | Common Shares (23498.0) | Direct | |
| 2023-02-17 | Option to Buy | $21.07 | A | 35460 | Acquired | 2033-02-17 | Common Shares (35460.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.
F3: Includes approximately 306 dividend-equivalent restricted stock units accrued between March and December 2022.
F4: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F5: Includes approximately 628 dividend-equivalent restricted stock units accrued between March and December 2022.
F6: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F7: Includes approximately 744 dividend-equivalent restricted stock units accrued between March and December 2022.
F8: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F9: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.