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KEYCORP /NEW/ Director's Dealing 2023

Feb 22, 2023

30283_dirs_2023-02-22_fec26425-02ec-463d-811d-42f5c90551a3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2023-02-17

Reporting Person: Waters James L (General Counsel and Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-17 Common Shares M 3019 Acquired 14318 Direct
2023-02-17 Common Shares F 1077 $19.15 Disposed 13241 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-17 Restricted Stock Units $ M 3019 Disposed Common Shares (3019.0) Direct
2023-02-17 Restricted Stock Units $ A 20365 Acquired Common Shares (20365.0) Direct
2023-02-17 Option to Buy $21.07 A 30732 Acquired 2033-02-17 Common Shares (30732.0) Direct

Footnotes

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F3: Includes approximately 496 dividend-equivalent restricted stock units accrued between March and December 2022.

F4: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F5: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.