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KEYCORP /NEW/ — Director's Dealing 2023
Feb 28, 2023
30283_dirs_2023-02-28_64a90979-d2f1-470b-90d2-796f06816a3f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2023-02-24
Reporting Person: KIMBLE DONALD R (CFO, CAO, & Vice Chair)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-24 | Common Shares | M | 13213 | — | Acquired | 489681 | Direct |
| 2023-02-24 | Common Shares | F | 6287 | $18.32 | Disposed | 483394 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-24 | Restricted Stock Units | $ | M | 13213 | Disposed | Common Shares (13213.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Adjusted to correct the number of shares reported as being withheld by KeyCorp to satisfy the Reporting Person's tax withholding obligations in connection with the payout of performance share units on February 17, 2023, on a Form 4 filed on February 22, 2023, which understated the number of shares withheld by 269 shares.
F3: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
F4: Includes approximately 1,085 dividend-equivalent restricted stock units accrued between March and December 2022.