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KEYCORP /NEW/ — Director's Dealing 2021
Feb 11, 2021
30283_dirs_2021-02-11_7180a9d7-2782-4fd9-8873-204d4e878993.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-02-10
Reporting Person: Schosser Douglas M (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-10 | Common Shares | M | 4366 | $9.33 | Acquired | 47058 | Direct |
| 2021-02-10 | Common Shares | S | 4366 | $19.06 | Disposed | 42692 | Direct |
| 2021-02-10 | Common Shares | M | 10514 | $10.49 | Acquired | 53206 | Direct |
| 2021-02-10 | Common Shares | S | 10514 | $19.05 | Disposed | 42692 | Direct |
| 2021-02-10 | Common Shares | S | 13425 | $19.03 | Disposed | 29267 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-10 | Option to Buy | $9.33 | M | 4366 | Disposed | 2023-03-01 | Common Shares (4366) | Direct |
| 2021-02-10 | Option to Buy | $10.49 | M | 10514 | Disposed | 2026-02-15 | Common Shares (10514) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 3777 | Indirect |
Footnotes
F1: Reported as of February 10, 2021.
F2: This option vested in four equal annual installments ending on March 1, 2017.
F3: This option vested in four equal annual installments ending on February 15, 2020.
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