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KEYCORP /NEW/ Director's Dealing 2021

Feb 17, 2021

30283_dirs_2021-02-17_345718b2-e293-4ba0-83fa-e3fb908a35ad.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-02-15

Reporting Person: Ryan Kevin Thomas (Chief Risk Review Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-15 Restricted Stock Units $ A 5899 Acquired Common Shares (5899) Direct
2021-02-15 Option to Buy $20.98 A 11094 Acquired 2031-02-17 Common Shares (11094) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 104193 Direct
Common Shares 14211 Indirect

Footnotes

F1: Reported as of February 8, 2021.

F2: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F4: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.