KEYCORP /NEW/ — Director's Dealing 2021

Feb 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-02-15

Reporting Person: Gorman Christopher M. (Director, Chairman and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-15	Restricted Stock Units	$	A	67645	Acquired		Common Shares (67645)	Direct
2021-02-15	Option to Buy	$20.98	A	127218	Acquired	2031-02-17	Common Shares (127218)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	666654	Direct
Common Shares	4117	Indirect

Footnotes

F1: Includes approximately 19,262 common shares acquired through dividend reinvestment from June to December 2020 and approximately 451 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan from May 2020 to February 2021.

F2: Reported as of February 16, 2021.

F3: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F5: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.