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KEYCORP /NEW/ Director's Dealing 2021

Feb 19, 2021

30283_dirs_2021-02-19_7eaf6d4d-fa80-4fcc-8ea3-fac774902fe5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-02-17

Reporting Person: Alexander Victor B (Head of Consumer Bank)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-17 Common Shares M 9141 Acquired 91193 Direct
2021-02-17 Common Shares F 2892 $19.72 Disposed 88301 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-17 Restricted Stock Units $ M 3426 Disposed Common Shares (3426) Direct
2021-02-17 Restricted Stock Units $ M 2424 Disposed Common Shares (2424) Direct
2021-02-17 Restricted Stock Units $ M 3292 Disposed Common Shares (3292) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 8551 Indirect

Footnotes

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2: Reported as of February 16, 2021.

F3: The restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021.

F4: Includes approximately 182 dividend-equivalent restricted stock units accrued between March and December 2020.

F5: These restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F6: Includes approximately 257 dividend-equivalent restricted stock units accrued between March and December 2020.

F7: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F8: Includes approximately 524 dividend-equivalent restricted stock units accrued between March and December 2020.