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KEYCORP /NEW/ — Director's Dealing 2021
Feb 19, 2021
30283_dirs_2021-02-19_7eaf6d4d-fa80-4fcc-8ea3-fac774902fe5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-02-17
Reporting Person: Alexander Victor B (Head of Consumer Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-17 | Common Shares | M | 9141 | — | Acquired | 91193 | Direct |
| 2021-02-17 | Common Shares | F | 2892 | $19.72 | Disposed | 88301 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-17 | Restricted Stock Units | $ | M | 3426 | Disposed | Common Shares (3426) | Direct | |
| 2021-02-17 | Restricted Stock Units | $ | M | 2424 | Disposed | Common Shares (2424) | Direct | |
| 2021-02-17 | Restricted Stock Units | $ | M | 3292 | Disposed | Common Shares (3292) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 8551 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as of February 16, 2021.
F3: The restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021.
F4: Includes approximately 182 dividend-equivalent restricted stock units accrued between March and December 2020.
F5: These restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F6: Includes approximately 257 dividend-equivalent restricted stock units accrued between March and December 2020.
F7: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
F8: Includes approximately 524 dividend-equivalent restricted stock units accrued between March and December 2020.