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KEYCORP /NEW/ — Director's Dealing 2021
Feb 19, 2021
30283_dirs_2021-02-19_4fb45b77-a967-4620-ae3a-e2754569e2ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-02-17
Reporting Person: Ryan Kevin Thomas (Chief Risk Review Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-17 | Common Shares | M | 5843 | — | Acquired | 110035 | Direct |
| 2021-02-17 | Common Shares | F | 1775 | $19.72 | Disposed | 108260 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-17 | Restricted Stock Units | $ | M | 2113 | Disposed | Common Shares (2113) | Direct | |
| 2021-02-17 | Restricted Stock Units | $ | M | 1723 | Disposed | Common Shares (1723) | Direct | |
| 2021-02-17 | Restricted Stock Units | $ | M | 2007 | Disposed | Common Shares (2007) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 14211 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as of February 8, 2021.
F3: The restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021.
F4: Includes approximately 112 dividend-equivalent restricted stock units accrued between March and December 2020.
F5: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F6: Includes approximately 183 dividend-equivalent restricted stock units accrued between March and December 2020.
F7: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
F8: Includes approximately 320 dividend-equivalent restricted stock units accrued between March and December 2020.