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KEYCORP /NEW/ — Director's Dealing 2021
Feb 19, 2021
30283_dirs_2021-02-19_7c7e156e-a74d-4f28-96d0-1342795538b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-02-17
Reporting Person: Schosser Douglas M (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-17 | Common Shares | M | 5399 | — | Acquired | 34666 | Direct |
| 2021-02-17 | Common Shares | F | 1633 | $19.72 | Disposed | 33033 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-17 | Restricted Stock Units | $ | M | 2093 | Disposed | Common Shares (2093) | Direct | |
| 2021-02-17 | Restricted Stock Units | $ | M | 1581 | Disposed | Common Shares (1581) | Direct | |
| 2021-02-17 | Restricted Stock Units | $ | M | 1725 | Disposed | Common Shares (1725) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 3777 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as of February 10, 2021.
F3: The restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021.
F4: Includes approximately 111 dividend-equivalent restricted stock units accrued between March and December 2020.
F5: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F6: Includes approximately 168 dividend-equivalent restricted stock units accrued between March and December 2020.
F7: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
F8: Includes approximately 275 dividend-equivalent restricted stock units accrued between March and December 2020.