KEYCORP /NEW/ — Director's Dealing 2021

Apr 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-04-26

Reporting Person: Paine Andrew J III (Head of Institutional Bank)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-26	Common Shares	M	39919	$7.98	Acquired	223446	Direct
2021-04-26	Common Shares	M	12676	$9.33	Acquired	236122	Direct
2021-04-26	Common Shares	S	35218	$21.34	Disposed	200904	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-26	Option to Buy	$7.98	M	39919	Disposed	2022-03-02	Common Shares (39919.0)	Direct
2021-04-26	Option to Buy	$9.33	M	12676	Disposed	2023-03-01	Common Shares (12676.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	20779	Indirect
Common Shares	20569	Indirect
Common Shares	445	Indirect

Footnotes

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.33 to $21.35.

F2: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F3: Reported as of March 18, 2021.

F4: This option vested in four equal annual installments ending on March 2, 2016.

F5: This option vested in four equal annual installments ending on March 1, 2017.