KEYCORP /NEW/ — Director's Dealing 2021

Apr 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-04-26

Reporting Person: Gorman Christopher M. (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-26	Common Shares	M	148442	$8.59	Acquired	861656	Direct
2021-04-26	Common Shares	S	101878	$21.39	Disposed	759778	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-26	Option to Buy	$8.59	M	148442	Disposed	2021-05-19	Common Shares (148442.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	4156	Indirect

Footnotes

F1: Includes approximately 4,592 common shares acquired through dividend reinvestment in March 2021 and approximately 54 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan in March and April 2021.

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.35 to $21.44.

F3: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F4: Reported as of March 18, 2021.

F5: This option vested in four equal annual installments ending on May 19, 2015.