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KEYCORP /NEW/ — Director's Dealing 2021
May 3, 2021
30283_dirs_2021-05-03_8b84f7b7-c7f7-4774-8008-74734fb9f7a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-04-29
Reporting Person: Midkiff Mark W (Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-29 | Common Shares | M | 17916 | $17.51 | Acquired | 68836 | Direct |
| 2021-04-29 | Common Shares | S | 17916 | $21.85 | Disposed | 50920 | Direct |
| 2021-04-29 | Common Shares | M | 9291 | $18.98 | Acquired | 60211 | Direct |
| 2021-04-29 | Common Shares | S | 5885 | $21.89 | Disposed | 54326 | Direct |
| 2021-04-29 | Common Shares | F | 3157 | $21.92 | Disposed | 51169 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-29 | Option to Buy | $17.51 | M | 17916 | Disposed | 2029-02-18 | Common Shares (17916.0) | Direct |
| 2021-04-29 | Option to Buy | $18.98 | M | 9291 | Disposed | 2030-02-24 | Common Shares (9291.0) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.85 to $21.86.
F2: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
F3: The option to buy, granted on February 18, 2019, vests in four equal annual installments beginning on February 17, 2020.
F4: The option to buy, granted on February 24, 2020, vests in four equal annual installments beginning on February 24, 2021.