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KEYCORP /NEW/ Director's Dealing 2021

May 3, 2021

30283_dirs_2021-05-03_8b84f7b7-c7f7-4774-8008-74734fb9f7a7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-04-29

Reporting Person: Midkiff Mark W (Chief Risk Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-29 Common Shares M 17916 $17.51 Acquired 68836 Direct
2021-04-29 Common Shares S 17916 $21.85 Disposed 50920 Direct
2021-04-29 Common Shares M 9291 $18.98 Acquired 60211 Direct
2021-04-29 Common Shares S 5885 $21.89 Disposed 54326 Direct
2021-04-29 Common Shares F 3157 $21.92 Disposed 51169 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-29 Option to Buy $17.51 M 17916 Disposed 2029-02-18 Common Shares (17916.0) Direct
2021-04-29 Option to Buy $18.98 M 9291 Disposed 2030-02-24 Common Shares (9291.0) Direct

Footnotes

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.85 to $21.86.

F2: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F3: The option to buy, granted on February 18, 2019, vests in four equal annual installments beginning on February 17, 2020.

F4: The option to buy, granted on February 24, 2020, vests in four equal annual installments beginning on February 24, 2021.