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KEYCORP /NEW/ — Director's Dealing 2021
May 26, 2021
30283_dirs_2021-05-26_a500e6e3-3d1f-4ac3-b41a-393949d8084c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-05-24
Reporting Person: Gorman Christopher M. (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-24 | Common Shares | M | 235215 | $7.98 | Acquired | 995029 | Direct |
| 2021-05-24 | Common Shares | S | 222684 | $23.06 | Disposed | 772345 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-24 | Option to Buy | $7.98 | M | 235215 | Disposed | 2022-03-02 | Common Shares (235215.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 4156 | Indirect |
Footnotes
F1: Includes approximately 36 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan in May 2021.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $22.92 to $23.18.
F3: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4: Reported as of March 18, 2021.
F5: This option vested in four equal annual installments ending on March 2, 2016.