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KEYCORP /NEW/ — Director's Dealing 2021
Dec 8, 2021
30283_dirs_2021-12-08_cf06a07a-392c-4ca8-8260-bcd3d336f4a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2021-12-06
Reporting Person: Fishel Brian L (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-06 | Common Shares | M | 1070 | $12.92 | Acquired | 40938 | Direct |
| 2021-12-06 | Common Shares | M | 2886 | $14.11 | Acquired | 43824 | Direct |
| 2021-12-06 | Common Shares | M | 7885 | $10.49 | Acquired | 51709 | Direct |
| 2021-12-06 | Common Shares | S | 11841 | $23.26 | Disposed | 39869 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-06 | Option to Buy | $12.92 | M | 1070 | Disposed | 2024-02-17 | Common Shares (1070.0) | Direct |
| 2021-12-06 | Option to Buy | $14.11 | M | 2886 | Disposed | 2025-02-16 | Common Shares (2886.0) | Direct |
| 2021-12-06 | Option to Buy | $10.49 | M | 7885 | Disposed | 2026-02-15 | Common Shares (7885.0) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.261 to $23.265.
F2: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: This option vested in four equal annual installments ending on February 17, 2018.
F4: This option vested in four equal annual installments ending on February 17, 2019.
F5: This option vested in four equal annual installments ending on February 17, 2020.