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KEYCORP /NEW/ — Director's Dealing 2020
Jan 27, 2020
30283_dirs_2020-01-27_0f039d4f-21f5-48f1-9062-407f388fcd9a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2020-01-16
Reporting Person: Alexander Victor B (Head of Consumer Bank)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 73991 | Direct |
| Common Shares | 8040 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $9.33 | 2023-03-01 | Common Shares (2816) | Direct | |
| Option to Buy | $12.92 | 2024-02-17 | Common Shares (2376) | Direct | |
| Option to Buy | $14.11 | 2025-02-16 | Common Shares (4618) | Direct | |
| Option to Buy | $10.49 | 2026-02-15 | Common Shares (9345) | Direct | |
| Option to Buy | $18.96 | 2027-02-20 | Common Shares (8152) | Direct | |
| Restricted Stock Units | $ | Common Shares (3208) | Direct | ||
| Restricted Stock Units | $ | Common Shares (6490) | Direct | ||
| Restricted Stock Units | $ | Common Shares (6883) | Direct | ||
| Restricted Stock Units | $ | Common Shares (12468) | Direct | ||
| Restricted Stock Units | $ | 2029-11-20 | Common Shares (185130) | Direct |
Footnotes
F1: Vested in four equal annual installments, beginning on the date shown. These options have fully vested.
F2: Vests in four equal annual installments, beginning on the date shown.
F3: These restricted stock units vest in four equal annual installments. The first installment vested on February 17, 2017.
F4: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F5: These restricted stock units vest in four equal annual installments. The first installment vested on February 17, 2018.
F6: These restricted stock units vest in four equal annual installments. The first installment vested on February 17, 2019.
F7: These restricted stock units vest in four equal annual installments. The first installment will vest on February 17, 2020.