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KEYCORP /NEW/ — Director's Dealing 2020
Feb 19, 2020
30283_dirs_2020-02-19_1bd2ff02-a0bb-4bf6-9a39-0015461da063.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2020-02-17
Reporting Person: Alexander Victor B (Head of Consumer Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-17 | Common Shares | M | 11866 | — | Acquired | 85857 | Direct |
| 2020-02-17 | Common Shares | F | 3805 | $19.73 | Disposed | 82052 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-17 | Restricted Stock Units | $ | M | 3208 | Disposed | Common Shares (3208) | Direct | |
| 2020-02-17 | Restricted Stock Units | $ | M | 3245 | Disposed | Common Shares (3245) | Direct | |
| 2020-02-17 | Restricted Stock Units | $ | M | 2295 | Disposed | Common Shares (2295) | Direct | |
| 2020-02-17 | Restricted Stock Units | $ | M | 3118 | Disposed | Common Shares (3118) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 8042 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as of February 18, 2020.
F3: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.
F4: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F5: These restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F6: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.