AI assistant
KEYCORP /NEW/ — Director's Dealing 2020
Feb 19, 2020
30283_dirs_2020-02-19_66571534-ac2b-448a-87c2-3e5845aeef6b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2020-02-17
Reporting Person: KIMBLE DONALD R (CFO, CAO, & Vice Chair)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-17 | Common Shares | M | 43288 | — | Acquired | 362013 | Direct |
| 2020-02-17 | Common Shares | F | 13776 | $19.73 | Disposed | 348237 | Direct |
| 2020-02-17 | Common Shares | A | 39503 | — | Acquired | 387740 | Direct |
| 2020-02-17 | Common Shares | F | 17299 | $19.73 | Disposed | 370441 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-17 | Restricted Stock Units | $ | M | 16043 | Disposed | Common Shares (16043) | Direct | |
| 2020-02-17 | Restricted Stock Units | $ | M | 8653 | Disposed | Common Shares (8653) | Direct | |
| 2020-02-17 | Restricted Stock Units | $ | M | 7904 | Disposed | Common Shares (7904) | Direct | |
| 2020-02-17 | Restricted Stock Units | $ | M | 10687 | Disposed | Common Shares (10687) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.
F3: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.
F4: Includes approximately 611 dividend-equivalent restricted stock units accrued between March and December 2019.
F5: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F6: Includes approximately 660 dividend-equivalent restricted stock units accrued between March and December 2019.
F7: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F8: Includes approximately 904 dividend-equivalent restricted stock units accrued between March and December 2019.
F9: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
F10: Includes approximately 1,629 dividend-equivalent restricted stock units accrued between March and December 2019.