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KEYCORP /NEW/ — Director's Dealing 2020
May 20, 2020
30283_dirs_2020-05-20_b1650182-76dc-4428-b277-9c42a5efeb9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2020-05-18
Reporting Person: BROUSSARD BRUCE D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-18 | Common Shares | M | 7497 | — | Acquired | 20304 | Direct |
| 2020-05-18 | Common Shares | D | 3748 | $10.71 | Disposed | 16556 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-18 | Deferred Shares | $ | M | 7497 | Disposed | 2020-05-18 | Common Shares (7497) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 8029 | Indirect |
Footnotes
F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 18, 2020, 3,748 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,749 Deferred Shares were settled for an equal number of KeyCorp Common Shares.
F2: Includes approximately 307 common shares acquired through dividend reinvestment.
F3: These shares are held in a living trust. The reporting person is trustee of the trust.
F4: Includes approximately 943 dividend-equivalent Deferred Shares accrued between June 2019 and March 2020.