AI assistant
KEYCORP /NEW/ — Director's Dealing 2020
Oct 5, 2020
30283_dirs_2020-10-05_c1b5d2c6-6a98-46e4-ad33-f98528dccc87.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2020-10-01
Reporting Person: GILLIS RUTH ANN M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Common Shares | M | 11307 | — | Acquired | 38818 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Deferred Shares | $ | M | 11307 | Disposed | 2020-10-01 | Common Shares (11307) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1112 | Indirect |
| Common Shares | 4485 | Indirect |
| Common Shares | 12900 | Indirect |
| Common Shares | 5000 | Indirect |
| Common Shares | 28400 | Indirect |
| Common Shares | 48000 | Indirect |
Footnotes
F1: Each Deferred Share is the economic equivalent of one Common Share.
F2: These shares are held in a living trust. The reporting person is trustee of the trust.
F3: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust.
F4: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.
F5: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.
F6: Includes approximately 681 dividend-equivalent Deferred Shares accrued in September 2020.