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KEYCORP /NEW/ Director's Dealing 2020

Oct 5, 2020

30283_dirs_2020-10-05_c1b5d2c6-6a98-46e4-ad33-f98528dccc87.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2020-10-01

Reporting Person: GILLIS RUTH ANN M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-01 Common Shares M 11307 Acquired 38818 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-01 Deferred Shares $ M 11307 Disposed 2020-10-01 Common Shares (11307) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 1112 Indirect
Common Shares 4485 Indirect
Common Shares 12900 Indirect
Common Shares 5000 Indirect
Common Shares 28400 Indirect
Common Shares 48000 Indirect

Footnotes

F1: Each Deferred Share is the economic equivalent of one Common Share.

F2: These shares are held in a living trust. The reporting person is trustee of the trust.

F3: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust.

F4: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.

F5: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.

F6: Includes approximately 681 dividend-equivalent Deferred Shares accrued in September 2020.