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KEYCORP /NEW/ — Director's Dealing 2019
Feb 20, 2019
30283_dirs_2019-02-20_6a5ada9b-517a-4cdf-b483-49d3dc492800.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2019-02-17
Reporting Person: Fishel Brian L (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-17 | Common Shares | M | 10319 | — | Acquired | 29342 | Direct |
| 2019-02-17 | Common Shares | F | 3107 | $17.51 | Disposed | 26235 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-17 | Restricted Stock Units | $ | M | 2927 | Disposed | Common Shares (2927) | Direct | |
| 2019-02-17 | Restricted Stock Units | $ | M | 3472 | Disposed | Common Shares (3472) | Direct | |
| 2019-02-17 | Restricted Stock Units | $ | M | 2081 | Disposed | Common Shares (2081) | Direct | |
| 2019-02-17 | Restricted Stock Units | $ | M | 1839 | Disposed | Common Shares (1839) | Direct | |
| 2019-02-18 | Restricted Stock Units | $ | A | 10280 | Acquired | Common Shares (10280) | Direct | |
| 2019-02-18 | Option to Buy | $17.51 | A | 14657 | Acquired | 2029-02-18 | Common Shares (14657) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.
F3: Includes approximately 74 dividend-equivalent restricted stock units accrued between June and December 2018.
F4: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F5: Includes approximately 175 dividend-equivalent restricted stock units accrued between June and December 2018.
F6: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F7: Includes approximately 157 dividend-equivalent restricted stock units accrued between June and December 2018.
F8: These restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F9: Includes approximately 185 dividend-equivalent restricted stock units accrued between June and December 2018.
F10: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
F11: The options to buy, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.