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KEYCORP /NEW/ — Director's Dealing 2018
Feb 16, 2018
30283_dirs_2018-02-16_5f58ef9d-1d7a-4ecc-983a-1ef80884b536.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2018-02-15
Reporting Person: Gorman Christopher M. (Pres. of Banking & Vice Chair, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-15 | Common Shares | M | 65000 | $11.16 | Acquired | 542589 | Direct |
| 2018-02-15 | Common Shares | S | 56038 | $20.97 | Disposed | 486551 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-15 | Option to Buy | $11.16 | M | 65000 | Disposed | 2018-07-25 | Common Shares (65000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 3608 | Indirect |
Footnotes
F1: Includes approximately 2,052 common shares acquired through dividend reinvestments in December 2017 and approximately 98 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between November 2017 and January 2018.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.96 to $20.98.
F3: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4: Reported as of January 26, 2018.
F5: This option vested in three equal annual installments ending on July 25, 2011.