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KEYCORP /NEW/ Director's Dealing 2018

Feb 16, 2018

30283_dirs_2018-02-16_5f58ef9d-1d7a-4ecc-983a-1ef80884b536.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2018-02-15

Reporting Person: Gorman Christopher M. (Pres. of Banking & Vice Chair, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-15 Common Shares M 65000 $11.16 Acquired 542589 Direct
2018-02-15 Common Shares S 56038 $20.97 Disposed 486551 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-15 Option to Buy $11.16 M 65000 Disposed 2018-07-25 Common Shares (65000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 3608 Indirect

Footnotes

F1: Includes approximately 2,052 common shares acquired through dividend reinvestments in December 2017 and approximately 98 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between November 2017 and January 2018.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.96 to $20.98.

F3: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4: Reported as of January 26, 2018.

F5: This option vested in three equal annual installments ending on July 25, 2011.