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KEYCORP /NEW/ — Director's Dealing 2018
Feb 21, 2018
30283_dirs_2018-02-21_d9945d52-3a99-4a07-8bd6-7acbe418b240.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2018-02-17
Reporting Person: DeAngelis Robert A (Dir. of Qual. & Prod. Mgmt.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-17 | Common Shares | M | 10387 | — | Acquired | 135852 | Direct |
| 2018-02-17 | Common Shares | F | 3154 | $21.02 | Disposed | 132698 | Direct |
| 2018-02-19 | Common Shares | A | 16249 | — | Acquired | 148947 | Direct |
| 2018-02-19 | Common Shares | F | 4932 | $21.02 | Disposed | 144015 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-17 | Restricted Stock Units | $ | M | 3367 | Disposed | Common Shares (3367) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 3029 | Disposed | Common Shares (3029) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 3991 | Disposed | Common Shares (3991) | Direct | |
| 2018-02-19 | Restricted Stock Units | $ | A | 7611 | Acquired | Common Shares (7611) | Direct | |
| 2018-02-19 | Option to Buy | $21.02 | A | 7812 | Acquired | 2028-02-19 | Common Shares (7812) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 16, 2015.
F3: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.
F4: Includes approximately 52 dividend-equivalent restricted stock units accrued between June and December 2017.
F5: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
F6: Includes approximately 94 dividend-equivalent restricted stock units accrued between June and December 2017.
F7: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F8: Includes approximately 186 dividend-equivalent restricted stock units accrued between June and December 2017.
F9: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F10: The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.