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KEYCORP /NEW/ — Director's Dealing 2018
Feb 21, 2018
30283_dirs_2018-02-21_8e462687-f429-4248-b9ae-191c6894ef6b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2018-02-17
Reporting Person: Devine Dennis A (Co-Pres., Key Community Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-17 | Common Shares | M | 22032 | — | Acquired | 120948 | Direct |
| 2018-02-17 | Common Shares | F | 6690 | $21.02 | Disposed | 114258 | Direct |
| 2018-02-19 | Common Shares | A | 24373 | — | Acquired | 138631 | Direct |
| 2018-02-19 | Common Shares | F | 7398 | $21.02 | Disposed | 131233 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-17 | Restricted Stock Units | $ | M | 7262 | Disposed | Common Shares (7262) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 4543 | Disposed | Common Shares (4543) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 5988 | Disposed | Common Shares (5988) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 4239 | Disposed | Common Shares (4239) | Direct | |
| 2018-02-19 | Restricted Stock Units | $ | A | 16175 | Acquired | Common Shares (16175) | Direct | |
| 2018-02-19 | Option to Buy | $21.02 | A | 16601 | Acquired | 2028-02-19 | Common Shares (16601) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Includes approximately 27 common shares acquired through dividend reinvestments in March 2017.
F3: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2015.
F4: These restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.
F5: Includes approximately 145 dividend-equivalent restricted stock units accrued between March and December 2017.
F6: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
F7: Includes approximately 183 dividend-equivalent restricted stock units accrued between March and December 2017.
F8: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F9: Includes approximately 361 dividend-equivalent restricted stock units accrued between March and December 2017.
F10: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F11: Includes approximately 340 dividend-equivalent restricted stock units accrued between March and December 2017.
F12: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F13: The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.