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KEYCORP /NEW/ — Director's Dealing 2017
Feb 22, 2017
30283_dirs_2017-02-22_f8b03de3-cc0d-4cc3-ac6e-b323b8fde347.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2017-02-17
Reporting Person: MOONEY BETH E (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common Shares | M | 105713 | — | Acquired | 713360 | Direct |
| 2017-02-17 | Common Shares | F | 51484 | $18.96 | Disposed | 661876 | Direct |
| 2017-02-20 | Common Shares | A | 150844 | — | Acquired | 812720 | Direct |
| 2017-02-20 | Common Shares | F | 73462 | $18.96 | Disposed | 739258 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Restricted Stock Units | $ | M | 33008 | Disposed | Common Shares (33008) | Direct | |
| 2017-02-17 | Restricted Stock Units | $ | M | 29680 | Disposed | Common Shares (29680) | Direct | |
| 2017-02-17 | Restricted Stock Units | $ | M | 43025 | Disposed | Common Shares (43025) | Direct | |
| 2017-02-20 | Restricted Stock Units | $ | A | 92827 | Acquired | Common Shares (92827) | Direct | |
| 2017-02-20 | Option to Buy | $18.96 | A | 95652 | Acquired | 2027-02-20 | Common Shares (95652) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 5468 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 17, 2014.
F3: Reported as of February 9, 2017.
F4: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.
F5: Includes approximately 1,657 dividend-equivalent restricted stock units accrued between March and December 2016.
F6: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
F7: Includes approximately 2,235 dividend-equivalent restricted stock units accrued between March and December 2016.
F8: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F9: Includes approximately 4,320 dividend-equivalent restricted stock units accrued between March and December 2016.
F10: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F11: The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.