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KEYCORP /NEW/ — Director's Dealing 2017
Feb 22, 2017
30283_dirs_2017-02-22_fabdc8ea-c483-46fb-b773-cfe14d72474a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2017-02-17
Reporting Person: Paine Andrew J III (Co-Head Corporate Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common Shares | M | 84326 | — | Acquired | 116082 | Direct |
| 2017-02-17 | Common Shares | F | 35181 | $18.96 | Disposed | 80901 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Restricted Stock Units | $ | M | 37133 | Disposed | Common Shares (37133) | Direct | |
| 2017-02-17 | Restricted Stock Units | $ | M | 8664 | Disposed | Common Shares (8664) | Direct | |
| 2017-02-17 | Restricted Stock Units | $ | M | 10295 | Disposed | Common Shares (10295) | Direct | |
| 2017-02-17 | Restricted Stock Units | $ | M | 28234 | Disposed | Common Shares (28234) | Direct | |
| 2017-02-20 | Restricted Stock Units | $ | A | 37974 | Acquired | Common Shares (37974) | Direct | |
| 2017-02-20 | Option to Buy | $18.96 | A | 39130 | Acquired | 2027-02-20 | Common Shares (39130) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 17731 | Indirect |
| Common Shares | 31806 | Indirect |
| Common Shares | 445 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as of February 9, 2017.
F3: Includes approximately 689 dividend-equivalent restricted stock units accrued between June and December 2016.
F4: These restricted stock units, granted on February 17, 2014, vested in full on February 17, 2017.
F5: These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.
F6: Includes approximately 321 dividend-equivalent restricted stock units accrued between June and December 2016.
F7: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
F8: Includes approximately 573 dividend-equivalent restricted stock units accrued between June and December 2016.
F9: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F10: Includes approximately 2,095 dividend-equivalent restricted stock units accrued between June and December 2016.
F11: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F12: The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.