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KEYCORP /NEW/ — Director's Dealing 2014
Mar 4, 2014
30283_dirs_2014-03-04_baa4b24c-c833-4c64-8948-68c0b2651610.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2014-03-01
Reporting Person: Harris Paul N (General Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-01 | Common Shares | M | 6522 | — | Acquired | 76575 | Direct |
| 2014-03-01 | Common Shares | F | 2143 | $13.17 | Disposed | 74432 | Direct |
| 2014-03-02 | Common Shares | M | 8878 | — | Acquired | 83310 | Direct |
| 2014-03-02 | Common Shares | F | 2918 | $13.17 | Disposed | 80392 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-01 | Restricted Stock Units | $ | M | 6522 | Disposed | Common Shares (6522) | Direct | |
| 2014-03-02 | Restricted Stock Units | $ | M | 6439 | Disposed | Common Shares (6439) | Direct | |
| 2014-03-02 | Restricted Stock Units | $ | M | 2439 | Disposed | Common Shares (2439) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 19748 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as of December 31, 2013.
F3: The restricted stock units, granted on March 1, 2013, vest in four equal annual installments beginning on March 1, 2014.
F4: Includes approximately 364 dividend-equivalent restricted stock units accrued between June and December 2013.
F5: The restricted stock units, granted on March 2, 2012, vest in four equal annual installments that began on the first anniversary of the grant date.
F6: Includes approximately 395 dividend-equivalent restricted stock units accrued between March and December 2013.
F7: Includes approximately 150 dividend-equivalent restricted stock units accrued between March and December 2013.