AI assistant
KEYCORP /NEW/ — Director's Dealing 2014
Mar 4, 2014
30283_dirs_2014-03-04_f499d710-acc5-467c-bb1c-c485274f34f2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2014-03-01
Reporting Person: Hartmann William L. (Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-01 | Common Shares | M | 6794 | — | Acquired | 62461 | Direct |
| 2014-03-01 | Common Shares | F | 2232 | $13.17 | Disposed | 60229 | Direct |
| 2014-03-02 | Common Shares | M | 7642 | — | Acquired | 67871 | Direct |
| 2014-03-02 | Common Shares | F | 2511 | $13.17 | Disposed | 65359 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-01 | Restricted Stock Units | $ | M | 6794 | Disposed | Common Shares (6794) | Direct | |
| 2014-03-02 | Restricted Stock Units | $ | M | 5366 | Disposed | Common Shares (5366) | Direct | |
| 2014-03-02 | Restricted Stock Units | $ | M | 2276 | Disposed | Common Shares (2276) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: The restricted stock units, granted on March 1, 2013, vest in four equal annual installments beginning on March 1, 2014.
F3: Includes approximately 380 dividend-equivalent restricted stock units accrued between June and December 2013.
F4: The restricted stock units, granted on March 2, 2012, vest in four equal annual installments that began on the first anniversary of the grant date.
F5: Includes approximately 329 dividend-equivalent restricted stock units accrued between March and December 2013.
F6: Includes approximately 140 dividend-equivalent restricted stock units accrued between March and December 2013.