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KEYCORP /NEW/ — Director's Dealing 2013
Mar 5, 2013
30283_dirs_2013-03-05_4ddd4bee-961c-4877-911e-1c67975d184a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2013-03-01
Reporting Person: Gorman Christopher M. (President, Key Coporate Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-02 | Common Shares | M | 6686 | $9.33 | Acquired | 286236 | Direct |
| 2013-03-02 | Common Shares | F | 3173 | $9.33 | Disposed | 283063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-01 | Restricted Stock Units | $ | A | 81457 | Acquired | 2014-03-02 | Common Shares (81457) | Direct |
| 2013-03-01 | Option to Buy | $9.33 | A | 53521 | Acquired | 2023-03-02 | Common Shares (53521) | Direct |
| 2013-03-02 | Restricted Stock Units | $ | M | 6686 | Disposed | 2013-03-02 | Common Shares (6686) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 3307 | Indirect |
Footnotes
F1: Includes approximately 58 Common Shares acquired through the KeyCorp Amended and Restated Discounted Stock Purchase Plan for employees in February 2013.
F2: As of December 31, 2012.
F3: Conversion to common shares is on a one-for-one basis.
F4: Vests in four equal annual installments.
F5: Includes approximately 486 dividend-equivalent restricted stock units accrued during 2012.
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