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KEYCORP /NEW/ — Director's Dealing 2013
Mar 5, 2013
30283_dirs_2013-03-05_602a75c7-8172-4982-b24f-e0896b13b7ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2013-03-01
Reporting Person: Harris Paul N (General Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-02 | Common Shares | M | 8712 | $9.33 | Acquired | 68106 | Direct |
| 2013-03-02 | Common Shares | F | 2863 | $9.33 | Disposed | 65243 | Direct |
| 2013-03-04 | Common Shares | M | 7588 | $9.49 | Acquired | 72831 | Direct |
| 2013-03-04 | Common Shares | F | 2493 | $9.49 | Disposed | 70338 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-01 | Restricted Stock Units | $ | A | 25723 | Acquired | 2014-03-02 | Common Shares (25723) | Direct |
| 2013-03-01 | Option to Buy | $9.33 | A | 16901 | Acquired | 2023-03-02 | Common Shares (16901) | Direct |
| 2013-03-02 | Restricted Stock Units | $ | M | 2394 | Disposed | 2013-03-02 | Common Shares (2394) | Direct |
| 2013-03-02 | Restricted Stock Units | $ | M | 6318 | Disposed | 2013-03-02 | Common Shares (6318) | Direct |
| 2013-03-04 | Restricted Stock Units | $ | M | 2517 | Disposed | 2013-03-04 | Common Shares (2517) | Direct |
| 2013-03-04 | Restricted Stock Units | $ | M | 5071 | Disposed | 2013-03-04 | Common Shares (5071) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 19538 | Indirect |
Footnotes
F1: As of December 31, 2012.
F2: Conversion to common shares is on a one-for-one basis.
F3: Vests in four equal annual installments.
F4: Includes approximately 174 dividend-equivalent restricted stock units accrued during 2012.
F5: Includes approximately 459 dividend-equivalent restricted stock units accrued during 2012.
F6: Includes approximately 118 dividend-equivalent restricted stock units accrued during 2012.
F7: Includes approximately 347 dividend-equivalent restricted stock units accrued during 2012.
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