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KEYCORP /NEW/ — Director's Dealing 2013
Mar 5, 2013
30283_dirs_2013-03-05_7760f855-886a-44c6-a258-84fa76098458.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2013-03-01
Reporting Person: Morris Robert L (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-02 | Common Shares | M | 2106 | $9.33 | Acquired | 18200 | Direct |
| 2013-03-02 | Common Shares | F | 692 | $9.33 | Disposed | 17509 | Direct |
| 2013-03-04 | Common Shares | M | 2272 | $9.49 | Acquired | 19781 | Direct |
| 2013-03-04 | Common Shares | F | 747 | $9.49 | Disposed | 19034 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-01 | Restricted Stock Units | $ | A | 8574 | Acquired | 2014-03-02 | Common Shares (8574) | Direct |
| 2013-03-01 | Option to Buy | $9.33 | A | 5366 | Acquired | 2023-03-02 | Common Shares (5366) | Direct |
| 2013-03-02 | Restricted Stock Units | $ | M | 2106 | Disposed | 2013-03-02 | Common Shares (2106) | Direct |
| 2013-03-04 | Restricted Stock Units | $ | M | 428 | Disposed | 2013-03-04 | Common Shares (428) | Direct |
| 2013-03-04 | Restricted Stock Units | $ | M | 1844 | Disposed | 2013-03-04 | Common Shares (1844) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 15806 | Indirect |
Footnotes
F1: As of December 31, 2012.
F2: Conversion to common shares is on a one-for-one basis.
F3: Vests in four equal annual installments.
F4: Includes approximately 123 dividend-equivalent restricted stock units accrued during 2012.
F5: Includes approximately 20 dividend-equivalent restricted stock units accrued during 2012.
F6: Includes approximately 126 dividend-equivalent restricted stock units accrued during 2012.
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