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KEYCORP /NEW/ — Director's Dealing 2013
Jul 25, 2013
30283_dirs_2013-07-25_face4fb4-2273-48fe-b649-7baf44a073af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2013-07-23
Reporting Person: Evans Trina M (Director, Corporate Center)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-23 | Common Shares | M | 13750 | $5.55 | Acquired | 51957 | Direct |
| 2013-07-23 | Common Shares | M | 5713 | $7.98 | Acquired | 57670 | Direct |
| 2013-07-23 | Common Shares | M | 7900 | $8.42 | Acquired | 65570 | Direct |
| 2013-07-23 | Common Shares | F | 19298 | $12.27 | Acquired | 46272 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-23 | Option to Buy | $5.55 | M | 13750 | Disposed | 2019-07-27 | Common Shares (13750) | Direct |
| 2013-07-23 | Option to Buy | $7.98 | M | 5713 | Disposed | 2022-03-02 | Common Shares (5713) | Direct |
| 2013-07-23 | Option to Buy | $8.42 | M | 7900 | Disposed | 2020-07-27 | Common Shares (7900) | Direct |
Footnotes
F1: Includes 126 Restricted Shares that accrued as a dividend on unvested Restricted Shares in June 2013.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.27 per share to $10.28 per share, inclusive. The reporting person undertakes to provide KeyCorp, any holder of KeyCorp Common Shares, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.