AI assistant
KEYCORP /NEW/ — Director's Dealing 2013
Jul 30, 2013
30283_dirs_2013-07-30_ce890be1-f05b-484d-83d7-844a7e670d85.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2013-07-27
Reporting Person: Snyder Barbara R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-29 | Common Shares | M | 8723 | — | Acquired | 10723 | Direct |
| 2013-07-29 | Common Shares | D | 4362 | $12.40 | Disposed | 6362 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-27 | Deferred Shares | $ | M | 8723 | Disposed | 2013-07-27 | Common Shares (8723) | Direct |
Footnotes
F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On July 27, 2013, 4,362 of Ms. Snyder's Deferred Shares were settled for cash, and the remaining 4,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.
F2: The settlement date for the Deferred Shares was Saturday, July 17, 2013. Under the terms of the KeyCorp Directors' Deferred Share Plan, when the settlement date falls on a weekend or holiday, the value of the Deferred Shares settled for cash will equal the closing price of KeyCorp's Common Shares on the immediately preceding business day on which the New York Stock Exchange was open (July 16, 2013).
F3: Includes approximately 269 dividend-equivalent Deferred Shares accrued through July 2013.