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KEYCORP /NEW/ — Director's Dealing 2013
Oct 1, 2013
30283_dirs_2013-10-01_25be9ecf-9654-4d21-b8e5-2884ab25fcb7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2013-10-01
Reporting Person: CAMPBELL EDWARD P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-01 | Common Shares | M | 82 | — | Acquired | 6812 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-01 | Deferred Shares | $0 | A | 2390 | Acquired | Common Shares (2390) | Direct | |
| 2013-10-01 | Deferred Shares | $0 | M | 82 | Disposed | 2013-10-01 | Common Shares (82) | Direct |
Footnotes
F1: Deferred Shares were converted into Common Shares on a one to one basis and distributed pursuant to the Directors' Deferred Compensation Plan.
F2: Under Directors' Deferred Compensation Plan, director's fees were deferred into a Deferred Share account, which shares are convertible into Common Shares on a one to one basis.
F3: Under the terms of the Directors' Deferred Compensation Plan, payment of the Deferred Shares has been deferred until the earlier of October 1, 2021 or the death of the participant.
F4: Includes approximately 457 dividend-equivalent Deferred Shares accrued in September 2013, and approximately 8,723 Directors' Deferred Share Plan Deferred Shares which the participant elected to further defer into the Directors' Deferred Compensation Plan in July 2013.